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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WATT icon
1026
Energous
WATT
$77.2M
– –
0
– –
WPP icon
1027
WPP
WPP
$4.41B
– –
-25
Closed -$2K
XMLV icon
1028
Invesco S&P MidCap Low Volatility ETF
XMLV
$753M
– –
-838
Closed -$43K
ZTR
1029
Virtus Total Return Fund
ZTR
$342M
$0 ﹤0.01%
+1
New +$11
TEN
1030
Tsakos Energy Navigation Ltd
TEN
$1.2B
$0 ﹤0.01%
33
– –
AINC
1031
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
1
– –
THMO
1032
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
NEWR
1033
DELISTED
New Relic, Inc.
NEWR
– –
-592
Closed -$51K
RAD
1034
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
5
– –
IAA
1035
DELISTED
IAA, Inc. Common Stock
IAA
$0 ﹤0.01%
6
– –
TEN
1036
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$0 ﹤0.01%
30
– –
ZNGA
1037
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-1,000
Closed -$6K
VNE
1038
DELISTED
Veoneer, Inc.
VNE
$0 ﹤0.01%
15
– –
RRD
1039
DELISTED
RR Donnelley & Sons Co.
RRD
$0 ﹤0.01%
23
– –
CXO
1040
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
7
– –
AIG.WS
1041
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
30
– –
WPX
1042
DELISTED
WPX Energy, Inc.
WPX
$0 ﹤0.01%
33
– –
MNTA
1043
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$0 ﹤0.01%
12
– –
CHK
1044
DELISTED
Chesapeake Energy Corporation
CHK
$0 ﹤0.01%
2
– –
JCP
1045
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
67
– –
CTST
1046
DELISTED
CannTrust Holdings Inc. Common Share
CTST
$0 ﹤0.01%
200
– –
AKS
1047
DELISTED
AK Steel Holding Corp
AKS
$0 ﹤0.01%
14
– –
MNI
1048
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-116
Closed –
LKSD
1049
DELISTED
LSC Communications, Inc.
LKSD
$0 ﹤0.01%
8
– –
CBM
1050
DELISTED
Cambrex Corporation
CBM
$0 ﹤0.01%
4
– –
39 40 41
42
43

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.