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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.21B
AUM Growth
+$118M
Cap. Flow
+$40.3M
Cap. Flow %
1.83%
Top 10 Hldgs %
73.75%
Holding
1,044
New
69
Increased
185
Reduced
173
Closed
118

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$41.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$39.1M
3
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$36.2M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$14.4M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$26M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$21.8M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$20.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 1.17%
2 Financials 0.45%
3 Communication Services 0.44%
4 Healthcare 0.42%
5 Energy 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
1026
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
67
– –
AKS
1027
DELISTED
AK Steel Holding Corp
AKS
$0 ﹤0.01%
14
– –
MNI
1028
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-21
Closed –
TUZ
1029
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
– –
-127
Closed -$6K
UPL
1030
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$0 ﹤0.01%
52
– –
LEXEA
1031
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-9
Closed –
TFCF
1032
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-104
Closed -$5K
DNB
1033
DELISTED
Dun & Bradstreet
DNB
– –
-19
Closed -$2K
DTRM
1034
DELISTED
Determine, Inc. Common Stock
DTRM
$0 ﹤0.01%
9
– –
BCS.PRD.CL
1035
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-2,500
Closed -$66K
SHLD
1036
DELISTED
Sears Holding Corporation
SHLD
$0 ﹤0.01%
+2
New +$3
SVU
1037
DELISTED
SUPERVALU Inc.
SVU
– –
-65
Closed -$1K
AAV
1038
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-28
Closed –
RSPP
1039
DELISTED
RSP Permian, Inc.
RSPP
– –
-23
Closed -$1K
NTG.RT
1040
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
– –
-40
Closed -$3K
VVUS
1041
DELISTED
Vivus Inc
VVUS
$0 ﹤0.01%
25
– –
BBOX
1042
DELISTED
Black Box Corp
BBOX
$0 ﹤0.01%
+10
New +$14
RENX
1043
DELISTED
RELX N.V.
RENX
– –
-88
Closed -$2K
38 39 40 41
42

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Allworth Financial's Q3 2018 Portfolio in Review

As of Q3 2018, Allworth Financial held 1,044 positions worth $2.21B, up 5.6% from $2.09B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Allworth Financial's Q3 2018 filing shows 69 new, 185 increased, 173 reduced and 118 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 1,053,383 shares worth $40.3M. The largest sale was Vanguard Morningstar Growth ETF, an estimated $35.9M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Financials and Communication Services.

  • Allworth Financial's largest Q3 2018 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 1,053,383 shares worth $40.3M.
  • Allworth Financial added most to JPMorgan Ultra-Short Income ETF in Q3 2018, an estimated $41.5M increase.
  • Allworth Financial's biggest Q3 2018 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $35.9M.
  • Allworth Financial fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2018, selling an estimated $214K.
  • Allworth Financial's ten largest holdings make up 74% of its $2.21B portfolio in Q3 2018.
  • Allworth Financial opened 69 new positions and closed 118 in Q3 2018.
  • Allworth Financial's portfolio value rose 5.6% quarter-over-quarter to $2.21B.

Based on Allworth Financial's 13F filing for Q3 2018, filed 30 Oct 2018.