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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPLX icon
1001
MPLX
MPLX
$61.3B
$70.9K ﹤0.01%
1,993
+10
+0.5% +$349
PAYC icon
1002
Paycom
PAYC
$10.1B
$70.9K ﹤0.01%
273
+5
+2% +$1.52K
STXF
1003
Strive 500 ETF
STXF
$1.16B
$70.6K ﹤0.01%
2,576
-133
-5% -$3.79K
THC icon
1004
Tenet Healthcare
THC
$20.7B
$70.3K ﹤0.01%
1,067
+18
+2% +$1.35K
NTES icon
1005
NetEase
NTES
$83.5B
$70.2K ﹤0.01%
701
+89
+15% +$9.13K
VIOO icon
1006
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
$69.9K ﹤0.01%
800
– –
BNDW icon
1007
Vanguard Total World Bond ETF
BNDW
$1.88B
$69.7K ﹤0.01%
1,051
-958
-48% -$64.7K
ARLP icon
1008
Alliance Resource Partners
ARLP
$3.26B
$69.5K ﹤0.01%
3,086
– –
NCLH icon
1009
Norwegian Cruise Line
NCLH
$8.89B
$69.3K ﹤0.01%
4,206
+70
+2% +$1.29K
NEA icon
1010
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$68.6K ﹤0.01%
7,082
-16,477
-70% -$173K
IGV icon
1011
iShares Expanded Tech-Software Sector ETF
IGV
$14.1B
$68.3K ﹤0.01%
1,000
– –
AM icon
1012
Antero Midstream
AM
$10.2B
$68.2K ﹤0.01%
5,692
+89
+2% +$1.05K
TLTD icon
1013
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$681M
$68.2K ﹤0.01%
1,090
– –
BMRC icon
1014
Bank of Marin Bancorp
BMRC
$465M
$67.8K ﹤0.01%
3,707
-3
-0.1% -$58
DAY
1015
DELISTED
Dayforce
DAY
$67.6K ﹤0.01%
996
+55
+6% +$3.87K
FNDC icon
1016
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$67.5K ﹤0.01%
2,099
+2,062
+5,573% +$69K
WDFC icon
1017
WD-40
WDFC
$3.1B
$67.4K ﹤0.01%
332
+10
+3% +$2.14K
QQEW icon
1018
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$67.3K ﹤0.01%
647
+1
+0.2% +$108
ICLR icon
1019
Icon
ICLR
$12.4B
$67.2K ﹤0.01%
273
+194
+246% +$48.9K
XIFR
1020
XPLR Infrastructure LP
XIFR
$1.08B
$67.1K ﹤0.01%
2,258
+42
+2% +$2.13K
FDIS icon
1021
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.71B
$66.9K ﹤0.01%
958
+111
+13% +$8.16K
HYMB icon
1022
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$66.9K ﹤0.01%
2,808
+1
+0% +$25
INSP icon
1023
Inspire Medical Systems
INSP
$1.7B
$66.9K ﹤0.01%
337
+6
+2% +$1.51K
ARKQ icon
1024
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.02B
$66.4K ﹤0.01%
1,265
– –
SIRI icon
1025
SiriusXM
SIRI
$10.1B
$66.3K ﹤0.01%
1,467
-204
-12% -$9.48K
39 40
41
42 43

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CS
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SC
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JG
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.