AF

Allworth Financial Portfolio holdings

AUM $20.8B
1-Year Return 12.38%
This Quarter Return
+0.94%
1 Year Return
+12.38%
3 Year Return
+38.45%
5 Year Return
+53.41%
10 Year Return
+94.66%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.6M
Cap. Flow %
1.4%
Top 10 Hldgs %
73.47%
Holding
1,068
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

1
SPTM icon
SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$28.6M
2
SPIB icon
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$27.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
$12.7M
5
SPAB icon
SPDR Portfolio Aggregate Bond ETF
SPAB
$9.8M

Top Sells

1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$47.9M
2
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$28M
3
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$4.19M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$947K

Sector Composition

1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NAVI icon
1001
Navient
NAVI
$1.37B
$0 ﹤0.01%
22
+1
+5% –
NIE
1002
Virtus Equity & Convertible Income Fund
NIE
$689M
– –
0
– -$11K
NIO icon
1003
NIO
NIO
$13.4B
– –
-300
Closed -$1K
NKX icon
1004
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$574M
– –
-2,000
Closed -$29K
NOG icon
1005
Northern Oil and Gas
NOG
$2.42B
$0 ﹤0.01%
20
– –
NRG icon
1006
NRG Energy
NRG
$28.6B
– –
-5
Closed –
OMEX icon
1007
Odyssey Marine Exploration
OMEX
$78.6M
$0 ﹤0.01%
25
– –
PBH icon
1008
Prestige Consumer Healthcare
PBH
$3.2B
$0 ﹤0.01%
9
– –
PJT icon
1009
PJT Partners
PJT
$4.38B
$0 ﹤0.01%
2
– –
PJP icon
1010
Invesco Pharmaceuticals ETF
PJP
$266M
– –
-500
Closed -$30K
PRTA icon
1011
Prothena Corp
PRTA
$460M
$0 ﹤0.01%
12
– –
PWB icon
1012
Invesco Large Cap Growth ETF
PWB
$1.25B
– –
-61
Closed -$3K
PZC
1013
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-1,000
Closed -$11K
PZG icon
1014
Paramount Gold Nevada
PZG
$74.3M
$0 ﹤0.01%
150
– –
QLYS icon
1015
Qualys
QLYS
$4.87B
$0 ﹤0.01%
2
– –
RGT
1016
Royce Global Value Trust
RGT
$83.4M
– –
0
– -$1K
ROBO icon
1017
ROBO Global Robotics & Automation Index ETF
ROBO
$1.11B
– –
-200
Closed -$8K
RODM icon
1018
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.23B
– –
-959
Closed -$27K
RVT icon
1019
Royce Value Trust
RVT
$1.96B
– –
-595
Closed -$8K
RYAAY icon
1020
Ryanair
RYAAY
$32.1B
– –
-3,243
Closed -$83K
SCHA icon
1021
Schwab U.S Small- Cap ETF
SCHA
$18.8B
$0 ﹤0.01%
20
– –
SCHR icon
1022
Schwab Intermediately-Term US Treasury ETF
SCHR
$11.6B
$0 ﹤0.01%
2
– –
SNOA icon
1023
Sonoma Pharmaceuticals
SNOA
$7.77M
$0 ﹤0.01%
3
– –
TEAM icon
1024
Atlassian
TEAM
$45.2B
– –
-100
Closed -$13K
TENX icon
1025
Tenax Therapeutics
TENX
$27.4M
– –
0
– –
39 40
41
42 43