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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTA icon
1001
Prothena Corp
PRTA
$440M
$0 ﹤0.01%
12
– –
PWB icon
1002
Invesco Large Cap Growth ETF
PWB
$2.27B
– –
-61
Closed -$3K
PZC
1003
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-1,000
Closed -$11K
PZG icon
1004
Paramount Gold Nevada
PZG
$99.5M
$0 ﹤0.01%
150
– –
QLYS icon
1005
Qualys
QLYS
$4.99B
$0 ﹤0.01%
2
– –
ROBO icon
1006
ROBO Global Robotics & Automation Index ETF
ROBO
$1.94B
– –
-200
Closed -$8K
RODM icon
1007
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.63B
– –
-959
Closed -$27K
RVT icon
1008
Royce Value Trust
RVT
$2.2B
– –
-595
Closed -$8K
RYAAY icon
1009
Ryanair
RYAAY
$31.2B
– –
-3,243
Closed -$83K
SCHA icon
1010
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$0 ﹤0.01%
20
– –
SCHR
1011
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
2
– –
SNOA icon
1012
Sonoma Pharmaceuticals
SNOA
$5.41M
$0 ﹤0.01%
3
– –
TEAM icon
1013
Atlassian
TEAM
$24.9B
– –
-100
Closed -$13K
TENX icon
1014
Tenax Therapeutics
TENX
$401M
– –
0
– –
TRGP icon
1015
Targa Resources
TRGP
$57.6B
$0 ﹤0.01%
2
– –
TRIP icon
1016
TripAdvisor
TRIP
$1.65B
$0 ﹤0.01%
9
– –
TRX icon
1017
TRX Gold Corp
TRX
$266M
$0 ﹤0.01%
200
– –
TTD icon
1018
Trade Desk
TTD
$8.59B
– –
-740
Closed -$17K
TTMI icon
1019
TTM Technologies
TTMI
$12B
$0 ﹤0.01%
25
– –
UNIT
1020
Uniti Group
UNIT
$2.26B
$0 ﹤0.01%
19
-35
-65% -$291
UUUU icon
1021
Energy Fuels
UUUU
$2.93B
$0 ﹤0.01%
3
– –
VC icon
1022
Visteon
VC
$2.8B
$0 ﹤0.01%
1
– –
VEU icon
1023
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
– –
-290
Closed -$15K
VNQI icon
1024
Vanguard Global ex-US Real Estate ETF
VNQI
$3.56B
$0 ﹤0.01%
5
– –
WAL icon
1025
Western Alliance Bancorporation
WAL
$8.87B
$0 ﹤0.01%
8
– –
39 40
41
42 43

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.