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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMY icon
976
Harmony Gold Mining
HMY
$10.1B
$0 ﹤0.01%
6
– –
HUSV icon
977
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$76M
– –
-106
Closed -$3K
IJJ icon
978
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
– –
-150
Closed -$12K
IJS icon
979
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
– –
-14
Closed -$1K
IONS icon
980
Ionis Pharmaceuticals
IONS
$8.81B
$0 ﹤0.01%
7
– –
JAZZ icon
981
Jazz Pharmaceuticals
JAZZ
$16.2B
$0 ﹤0.01%
3
– –
JHSC icon
982
John Hancock Multifactor Small Cap ETF
JHSC
$724M
– –
-579
Closed -$15K
OPLN
983
Openlane
OPLN
$4.29B
$0 ﹤0.01%
6
– –
KSS icon
984
Kohl's
KSS
$2.21B
$0 ﹤0.01%
1
– –
KTB icon
985
Kontoor Brands
KTB
$4.63B
$0 ﹤0.01%
4
– –
KTF
986
DWS Municipal Income Trust
KTF
$346M
– –
-2,200
Closed -$25K
TULP
987
Bloomia Holdings
TULP
$15.6M
$0 ﹤0.01%
14
– –
LEN.B icon
988
Lennar Class B
LEN.B
$19.7B
$0 ﹤0.01%
6
– –
LEVI icon
989
Levi Strauss
LEVI
$9.45B
– –
-55
Closed -$1K
MASI
990
DELISTED
Masimo
MASI
– –
-100
Closed -$15K
MOS icon
991
The Mosaic Company
MOS
$7.24B
$0 ﹤0.01%
6
– –
NAVI icon
992
Navient
NAVI
$794M
$0 ﹤0.01%
22
+1
+5% +$13
NIO icon
993
NIO
NIO
$12.1B
– –
-300
Closed -$1K
NKX icon
994
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
– –
-2,000
Closed -$29K
NOG icon
995
Northern Oil and Gas
NOG
$2.27B
$0 ﹤0.01%
20
– –
NRG icon
996
NRG Energy
NRG
$28.3B
– –
-5
Closed –
OMEX icon
997
Odyssey Marine Exploration
OMEX
$37.9M
$0 ﹤0.01%
25
– –
PBH icon
998
Prestige Consumer Healthcare
PBH
$2.37B
$0 ﹤0.01%
9
– –
PJT icon
999
PJT Partners
PJT
$4.33B
$0 ﹤0.01%
2
– –
PJP icon
1000
Invesco Pharmaceuticals ETF
PJP
$447M
– –
-500
Closed -$30K
38 39
40
41 42

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.