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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$264M
AUM Growth
+$7.17M
Cap. Flow
+$6.08M
Cap. Flow %
2.3%
Top 10 Hldgs %
79.64%
Holding
133
New
41
Increased
44
Reduced
29
Closed
11

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.71M
2
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$989K
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$950K
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$603K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$578K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.81M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$820K
3
MRK icon
Merck
MRK
+$700K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$348K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$258K

Sector Composition

Rank Sector Weight
1 Technology 4.09%
2 Communication Services 2.16%
3 Energy 1.98%
4 Financials 1.66%
5 Consumer Staples 1.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB
76
DELISTED
CHUBB CORPORATION
CB
$254K 0.1%
2,457
– –
BP icon
77
BP
BP
$107B
$248K 0.09%
7,848
-152
-2% -$5.11K
TT icon
78
Trane Technologies
TT
$104B
$233K 0.09%
3,676
– –
O icon
79
Realty Income
O
$61.3B
$213K 0.08%
+4,605
New +$204K
NTUS
80
DELISTED
Natus Medical Inc
NTUS
$209K 0.08%
+5,789
New +$194K
DATA
81
DELISTED
Tableau Software, Inc.
DATA
$202K 0.08%
+2,382
New +$190K
VBR icon
82
Vanguard Small-Cap Value ETF
VBR
$37.7B
$191K 0.07%
+1,807
New +$186K
FM
83
DELISTED
iShares Frontier and Select EM ETF
FM
$190K 0.07%
+6,163
New +$214K
SCHE icon
84
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$180K 0.07%
+7,531
New +$188K
SCHC icon
85
Schwab International Small-Cap Equity ETF
SCHC
$5.35B
$176K 0.07%
6,113
+1,366
+29% +$40.8K
SCHH icon
86
Schwab US REIT ETF
SCHH
$11.7B
$152K 0.06%
+7,804
New +$146K
PSA icon
87
Public Storage
PSA
$61.7B
$130K 0.05%
+703
New +$127K
CAA
88
DELISTED
CalAtlantic Group, Inc.
CAA
$130K 0.05%
3,560
– –
FRN
89
DELISTED
Invesco Frontier Markets ETF
FRN
$126K 0.05%
+9,052
New +$137K
AMAT icon
90
Applied Materials
AMAT
$378B
$103K 0.04%
+4,129
New +$93.3K
CAT icon
91
Caterpillar
CAT
$387B
$94K 0.04%
+1,025
New +$99.8K
PPT
92
Franklin Premier Income Trust
PPT
$323M
$78K 0.03%
+14,952
New +$80.4K
NVX
93
DELISTED
Nuveen Calif Div Muni
NVX
$76K 0.03%
+5,325
New +$74.9K
PCK
94
DELISTED
Pimco California Municipal Income Fund II
PCK
$71K 0.03%
+7,495
New +$71.2K
SLV icon
95
iShares Silver Trust
SLV
$27.6B
$62K 0.02%
+4,133
New +$65.4K
BOCH
96
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$60K 0.02%
10,128
+50
+0.5% +$298
SRC
97
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$58K 0.02%
+1,095
New +$57K
SDRL
98
DELISTED
Seadrill Limited Common Stock
SDRL
$49K 0.02%
+15
New +$75.3K
BRCD
99
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$47K 0.02%
+4,000
New +$43.4K
PSX icon
100
Phillips 66
PSX
$82.5B
$46K 0.02%
+637
New +$47K
1 2 3
4
5

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q4 2014 Portfolio in Review

As of Q4 2014, Allworth Financial held 133 positions worth $264M, up 2.8% from $257M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial's Q4 2014 filing shows 41 new, 44 increased, 29 reduced and 11 closed positions. Its largest new stake was Schwab US Dividend Equity ETF: 29,490 shares worth $392K. The largest sale was Vanguard Total Stock Market ETF, an estimated $2.81M.

By sector, the portfolio is most concentrated in Technology at 4.1% of assets, up from 4% a quarter earlier, followed by Communication Services and Energy.

  • Allworth Financial's largest Q4 2014 buy was Schwab US Dividend Equity ETF: 29,490 shares worth $392K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2014, an estimated $2.71M increase.
  • Allworth Financial's biggest Q4 2014 reduction was Vanguard Total Stock Market ETF, cutting an estimated $2.81M.
  • Allworth Financial fully exited Merck in Q4 2014, selling an estimated $700K.
  • Allworth Financial's ten largest holdings make up 80% of its $264M portfolio in Q4 2014.
  • Allworth Financial opened 41 new positions and closed 11 in Q4 2014.
  • Allworth Financial's portfolio value rose 2.8% quarter-over-quarter to $264M.

Based on Allworth Financial's 13F filing for Q4 2014, filed 9 Jan 2015.