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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$228M
AUM Growth
+$26.2M
Cap. Flow
+$23.1M
Cap. Flow %
10.13%
Top 10 Hldgs %
86.51%
Holding
85
New
17
Increased
29
Reduced
20
Closed
8

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$5.88M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4M
4
DVY icon
iShares Select Dividend ETF
DVY
+$1.81M
5
VV icon
Vanguard Large-Cap ETF
VV
+$1.79M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$3.5M
2
BEN icon
Franklin Resources
BEN
+$628K
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$549K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$437K
5
VOD icon
Vodafone
VOD
+$407K

Sector Composition

Rank Sector Weight
1 Technology 3.52%
2 Communication Services 2.46%
3 Energy 2.01%
4 Financials 1.41%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
76
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-3,027
Closed -$133K
MXWL
77
DELISTED
Maxwell Technologies Inc
MXWL
– –
-20,000
Closed -$155K
BAA
78
DELISTED
Banro Corporation Common Stock
BAA
– –
-1,230
Closed -$7K
1 2 3
4

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CS
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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SO
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Allworth Financial's Q1 2014 Portfolio in Review

As of Q1 2014, Allworth Financial held 85 positions worth $228M, up 13% from $202M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Allworth Financial deployed $23.1M of net new capital in Q1 2014, opening 17 new positions and adding to 29 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 5,620 shares worth $599K.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 4% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $3.5M trimmed.

  • Allworth Financial's largest Q1 2014 buy was PIMCO Active Bond Exchange-Traded Fund: 5,620 shares worth $599K.
  • Allworth Financial added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $8.71M increase.
  • Allworth Financial's biggest Q1 2014 reduction was Vanguard Total Stock Market ETF, cutting an estimated $3.5M.
  • Allworth Financial fully exited Franklin Resources in Q1 2014, selling an estimated $628K.
  • Allworth Financial's ten largest holdings make up 87% of its $228M portfolio in Q1 2014.
  • Allworth Financial opened 17 new positions and closed 8 in Q1 2014.
  • Allworth Financial's portfolio value rose 13% quarter-over-quarter to $228M.

Based on Allworth Financial's 13F filing for Q1 2014, filed 4 Apr 2014.