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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$193M
AUM Growth
+$14.8M
Cap. Flow
+$6.31M
Cap. Flow %
3.27%
Top 10 Hldgs %
84.79%
Holding
83
New
18
Increased
33
Reduced
15
Closed
9

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.75M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$973K
3
IWB icon
iShares Russell 1000 ETF
IWB
+$415K
4
ROK icon
Rockwell Automation
ROK
+$402K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$315K

Top Sells

Rank Stock Value
1
ALEX
Alexander & Baldwin
ALEX
+$210K
2
BAC icon
Bank of America
BAC
+$200K
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$191K
4
CAA
CalAtlantic Group, Inc.
CAA
+$182K
5
CNSL
Consolidated Communications Holdings, Inc.
CNSL
+$179K

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Communication Services 3.89%
3 Energy 2.62%
4 Financials 2.06%
5 Consumer Staples 1.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAA
76
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-4,360
Closed -$182K
LSI
77
DELISTED
LSI CORPORATION
LSI
– –
-1,141
Closed -$8K
1 2 3
4

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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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SO
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Allworth Financial's Q3 2013 Portfolio in Review

As of Q3 2013, Allworth Financial held 83 positions worth $193M, up 8.3% from $178M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Allworth Financial deployed $6.31M of net new capital in Q3 2013, opening 18 new positions and adding to 33 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 4,444 shares worth $418K.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.8% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was Bank of America, an estimated $200K trimmed.

  • Allworth Financial's largest Q3 2013 buy was iShares Russell 1000 ETF: 4,444 shares worth $418K.
  • Allworth Financial added most to Vanguard Total Stock Market ETF in Q3 2013, an estimated $2.75M increase.
  • Allworth Financial's biggest Q3 2013 reduction was Bank of America, cutting an estimated $200K.
  • Allworth Financial fully exited Alexander & Baldwin in Q3 2013, selling an estimated $210K.
  • Allworth Financial's ten largest holdings make up 85% of its $193M portfolio in Q3 2013.
  • Allworth Financial opened 18 new positions and closed 9 in Q3 2013.
  • Allworth Financial's portfolio value rose 8.3% quarter-over-quarter to $193M.

Based on Allworth Financial's 13F filing for Q3 2013, filed 14 Nov 2013.