We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIR icon
951
ClearSign Technologies
CLIR
$24.3M
$0 ﹤0.01%
1
– –
CNDT icon
952
Conduent
CNDT
$242M
$0 ﹤0.01%
30
– –
CNO icon
953
CNO Financial Group
CNO
$5.22B
$0 ﹤0.01%
+9
New +$142
COOP
954
DELISTED
Mr. Cooper
COOP
$0 ﹤0.01%
8
– –
COPX icon
955
Global X Copper Miners ETF NEW
COPX
$7.26B
$0 ﹤0.01%
16
– –
CVE icon
956
Cenovus Energy
CVE
$55.6B
– –
-139
Closed -$1K
CWI icon
957
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
– –
-63
Closed -$2K
CXT icon
958
Crane NXT
CXT
$3.02B
$0 ﹤0.01%
17
– –
DFIN icon
959
Donnelley Financial Solutions
DFIN
$1.17B
$0 ﹤0.01%
8
– –
DNN icon
960
Denison Mines
DNN
$2.58B
$0 ﹤0.01%
124
– –
DX
961
Dynex Capital
DX
$3.13B
$0 ﹤0.01%
+31
New +$484
DXD icon
962
ProShares UltraShort Dow 30
DXD
$42.3M
$0 ﹤0.01%
1
– –
EBND icon
963
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$0 ﹤0.01%
1
– –
EGO icon
964
Eldorado Gold
EGO
$7.92B
$0 ﹤0.01%
20
– –
ELS icon
965
Equity Lifestyle Properties
ELS
$12.6B
$0 ﹤0.01%
2
– –
EVT icon
966
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
– –
-700
Closed -$17K
EXEL icon
967
Exelixis
EXEL
$13.4B
$0 ﹤0.01%
20
– –
FNDC icon
968
Schwab Fundamental International Small Company Index ETF
FNDC
$3.04B
$0 ﹤0.01%
9
– –
FNDE icon
969
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.69B
$0 ﹤0.01%
11
– –
FTA icon
970
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
– –
-33
Closed -$2K
GLP icon
971
Global Partners
GLP
$1.68B
– –
-105
Closed -$2K
GTX icon
972
Garrett Motion
GTX
$5.8B
$0 ﹤0.01%
34
-17
-33% -$209
HDMV icon
973
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.5M
– –
-51
Closed -$2K
HGV icon
974
Hilton Grand Vacations
HGV
$3.62B
$0 ﹤0.01%
10
– –
HL icon
975
Hecla Mining
HL
$9.53B
$0 ﹤0.01%
100
– –
37 38
39
40 41

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.