We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
926
Alcoa
AA
$12.7B
$27K ﹤0.01%
543
+238
+78% +$10.1K
CHPT icon
927
ChargePoint
CHPT
$152M
$27K ﹤0.01%
+69
New +$32.1K
DQ
928
Daqo New Energy
DQ
$907M
$27K ﹤0.01%
465
– –
FXD icon
929
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$27K ﹤0.01%
460
– –
FXR icon
930
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$768M
$27K ﹤0.01%
465
– –
HEZU icon
931
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
$27K ﹤0.01%
739
– –
KRE icon
932
State Street SPDR S&P Regional Banking ETF
KRE
$4.7B
$27K ﹤0.01%
394
+228
+137% +$14.7K
MDYG icon
933
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.91B
$27K ﹤0.01%
358
-4
-1% -$311
POWI icon
934
Power Integrations
POWI
$3.49B
$27K ﹤0.01%
272
+108
+66% +$10.5K
VGSH icon
935
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$27K ﹤0.01%
442
– –
ACWI icon
936
iShares MSCI ACWI ETF
ACWI
$33.4B
$26K ﹤0.01%
+265
New +$27.2K
ADM icon
937
Archer Daniels Midland
ADM
$37.4B
$26K ﹤0.01%
433
+9
+2% +$540
AGGY icon
938
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$925M
$26K ﹤0.01%
+508
New +$26.7K
CGC
939
Canopy Growth
CGC
$399M
$26K ﹤0.01%
185
-13
-7% -$2.33K
DDOG icon
940
Datadog
DDOG
$86.1B
$26K ﹤0.01%
187
+88
+89% +$11.1K
DWX icon
941
State Street SPDR S&P International Dividend ETF
DWX
$529M
$26K ﹤0.01%
+685
New +$27.3K
FCFS icon
942
FirstCash
FCFS
$8.95B
$26K ﹤0.01%
300
– –
FCOM icon
943
Fidelity MSCI Communication Services Index ETF
FCOM
$1.81B
$26K ﹤0.01%
486
+1
+0.2% +$55
FROG icon
944
JFrog
FROG
$10.3B
$26K ﹤0.01%
+789
New +$31.7K
ITRI icon
945
Itron
ITRI
$4.57B
$26K ﹤0.01%
350
– –
LNG icon
946
Cheniere Energy
LNG
$55B
$26K ﹤0.01%
270
+133
+97% +$11.6K
MCR
947
DELISTED
MFS Charter Income Trust
MCR
$26K ﹤0.01%
3,000
– –
MHF
948
Western Asset Municipal High Income Fund
MHF
$154M
$26K ﹤0.01%
3,291
+26
+0.8% +$213
MORN icon
949
Morningstar
MORN
$7.36B
$26K ﹤0.01%
101
+33
+49% +$8.67K
MPT
950
Medical Properties Trust
MPT
$2.78B
$26K ﹤0.01%
1,316
+18
+1% +$369
36 37
38
39 40

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.25% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return

Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.