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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
926
Ovintiv
OVV
$17.3B
$2K ﹤0.01%
77
– –
PAHC icon
927
Phibro Animal Health
PAHC
$1.47B
$2K ﹤0.01%
100
– –
PBD icon
928
Invesco Global Clean Energy ETF
PBD
$182M
$2K ﹤0.01%
+112
New +$1.46K
PBI icon
929
Pitney Bowes
PBI
$2.37B
$2K ﹤0.01%
588
+2
+0.3% +$9
PCY icon
930
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$2K ﹤0.01%
+52
New +$1.51K
POWI icon
931
Power Integrations
POWI
$3.38B
$2K ﹤0.01%
42
– –
PRGO icon
932
Perrigo
PRGO
$1.4B
$2K ﹤0.01%
38
– –
PSL icon
933
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.8M
$2K ﹤0.01%
+28
New +$2.01K
QARP icon
934
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$76.4M
$2K ﹤0.01%
54
-17
-24% -$489
REZI icon
935
Resideo Technologies
REZI
$5.19B
$2K ﹤0.01%
133
+75
+129% +$854
RF icon
936
Regions Financial
RF
$26.4B
$2K ﹤0.01%
130
– –
RGR icon
937
Sturm, Ruger & Co
RGR
$594M
$2K ﹤0.01%
53
– –
SBRA icon
938
Sabra Healthcare REIT
SBRA
$5.34B
$2K ﹤0.01%
71
+2
+3% +$45
SJM icon
939
J.M. Smucker
SJM
$12.7B
$2K ﹤0.01%
22
+2
+10% +$212
TAP icon
940
Molson Coors Class B
TAP
$7.79B
$2K ﹤0.01%
30
– –
UEC icon
941
Uranium Energy
UEC
$4.75B
$2K ﹤0.01%
2,000
– –
VCEL icon
942
Vericel Corp
VCEL
$2.35B
$2K ﹤0.01%
116
– –
VGSH icon
943
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$2K ﹤0.01%
+32
New +$1.95K
FLG
944
Flagstar Bank National Association
FLG
$5.93B
$2K ﹤0.01%
56
+1
+2% +$37
BERY
945
DELISTED
Berry Global Group, Inc.
BERY
$2K ﹤0.01%
37
-9
-20% -$357
DMK
946
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$2K ﹤0.01%
50
– –
DRE
947
DELISTED
Duke Realty Corp.
DRE
$2K ﹤0.01%
60
– –
CLDR
948
DELISTED
Cloudera, Inc.
CLDR
$2K ﹤0.01%
212
– –
AEIS icon
949
Advanced Energy
AEIS
$11.6B
$1K ﹤0.01%
20
-5
-20% -$311
ALV icon
950
Autoliv
ALV
$9.02B
$1K ﹤0.01%
12
-3
-20% -$245
36 37
38
39 40

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CS
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SC
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EARNEST Partners
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JG
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Walleye Capital
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.