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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
926
DELISTED
QVC Group Inc Series A
QVCGA
$1K ﹤0.01%
2
– –
GRTS
927
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
$1K ﹤0.01%
100
– –
ECOM
928
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
100
– –
AMPE
929
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$1K ﹤0.01%
6
– –
FLOW
930
DELISTED
SPX FLOW, Inc.
FLOW
$1K ﹤0.01%
26
– –
JAX
931
DELISTED
J. Alexander's Holdings, Inc.
JAX
$1K ﹤0.01%
88
– –
FIT
932
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1K ﹤0.01%
392
– –
LOGM
933
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
17
– –
LM
934
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
15
– –
TIVO
935
DELISTED
Tivo Inc
TIVO
$1K ﹤0.01%
104
+1
+1% +$8
VIAB
936
DELISTED
Viacom Inc. Class B
VIAB
$1K ﹤0.01%
49
– –
ACCO icon
937
Acco Brands
ACCO
$390M
$0 ﹤0.01%
29
+1
+4% +$9
ACWI icon
938
iShares MSCI ACWI ETF
ACWI
$32.7B
– –
-100
Closed -$7K
ADSK icon
939
Autodesk
ADSK
$49.6B
– –
-300
Closed -$49K
AHT
940
Ashford Hospitality Trust
AHT
$20.9M
– –
0
– –
ASIX icon
941
AdvanSix
ASIX
$555M
$0 ﹤0.01%
9
– –
AVNW icon
942
Aviat Networks
AVNW
$271M
$0 ﹤0.01%
4
– –
AXTA icon
943
Axalta
AXTA
$7.71B
$0 ﹤0.01%
13
– –
BATRA icon
944
Atlanta Braves Holdings Series A
BATRA
$3.49B
$0 ﹤0.01%
10
– –
BHR
945
Braemar Hotels & Resorts
BHR
$160M
$0 ﹤0.01%
24
– –
BKLN icon
946
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-179
Closed -$4K
CBOE icon
947
Cboe Global Markets
CBOE
$31B
– –
-1
Closed –
CCIF
948
Carlyle Credit Income Fund
CCIF
$58.3M
– –
-684
Closed -$6K
CENX icon
949
Century Aluminum
CENX
$4.44B
$0 ﹤0.01%
50
– –
CGC
950
Canopy Growth
CGC
$388M
– –
-1
Closed –
36 37
38
39 40

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.