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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILF icon
901
iShares Latin America 40 ETF
ILF
$3.85B
$1K ﹤0.01%
21
– –
IMAX icon
902
IMAX
IMAX
$2.61B
$1K ﹤0.01%
63
– –
IYR icon
903
iShares US Real Estate ETF
IYR
$4.69B
$1K ﹤0.01%
16
-4
-20% -$364
KEY icon
904
KeyCorp
KEY
$24.2B
$1K ﹤0.01%
73
– –
M icon
905
Macy's
M
$6.56B
$1K ﹤0.01%
92
– –
NEM icon
906
Newmont
NEM
$101B
$1K ﹤0.01%
25
– –
NGVT icon
907
Ingevity
NGVT
$2.44B
$1K ﹤0.01%
11
– –
OBE
908
Obsidian Energy
OBE
$678M
$1K ﹤0.01%
725
– –
REZI icon
909
Resideo Technologies
REZI
$5.26B
$1K ﹤0.01%
58
-29
-33% -$486
SAGE
910
DELISTED
Sage Therapeutics
SAGE
$1K ﹤0.01%
4
– –
SAIC icon
911
Saic
SAIC
$4.89B
$1K ﹤0.01%
7
– –
SANM icon
912
Sanmina
SANM
$9.83B
$1K ﹤0.01%
16
– –
SCHH icon
913
Schwab US REIT ETF
SCHH
$11.5B
$1K ﹤0.01%
22
– –
SCHX icon
914
Schwab US Large- Cap ETF
SCHX
$71.3B
$1K ﹤0.01%
66
– –
SFL icon
915
SFL Corp
SFL
$1.64B
$1K ﹤0.01%
100
– –
SPXC icon
916
SPX Corp
SPXC
$9.98B
$1K ﹤0.01%
26
– –
STLA icon
917
Stellantis
STLA
$17B
$1K ﹤0.01%
+100
New +$1.34K
SUPN icon
918
Supernus Pharmaceuticals
SUPN
$2.65B
$1K ﹤0.01%
41
– –
TAK icon
919
Takeda Pharmaceutical
TAK
$55.1B
$1K ﹤0.01%
70
– –
TEF
920
DELISTED
Telefonica
TEF
$1K ﹤0.01%
126
– –
TEI
921
Templeton Emerging Markets Income Fund
TEI
$314M
$1K ﹤0.01%
133
– –
UAN icon
922
CVR Partners
UAN
$1.35B
$1K ﹤0.01%
22
+1
+5% +$37
WNC icon
923
Wabash National
WNC
$505M
$1K ﹤0.01%
100
– –
XLRE icon
924
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$1K ﹤0.01%
26
+1
+4% +$38
XRT icon
925
State Street SPDR S&P Retail ETF
XRT
$453M
$1K ﹤0.01%
19
– –
35 36
37
38 39

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.