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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.21B
AUM Growth
+$118M
Cap. Flow
+$40.3M
Cap. Flow %
1.83%
Top 10 Hldgs %
73.75%
Holding
1,044
New
69
Increased
185
Reduced
173
Closed
118

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$41.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$39.1M
3
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$36.2M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$14.4M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$13.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$26M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$21.8M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$20.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 1.17%
2 Financials 0.45%
3 Communication Services 0.44%
4 Healthcare 0.42%
5 Energy 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRT
901
Cross Timbers Royalty Trust
CRT
$61.3M
– –
-1
Closed –
CVM icon
902
CEL-SCI Corp
CVM
$20.6M
$0 ﹤0.01%
4
– –
CX icon
903
Cemex
CX
$17B
$0 ﹤0.01%
60
– –
DINO icon
904
HF Sinclair
DINO
$16.4B
– –
-94
Closed -$6K
DLTR icon
905
Dollar Tree
DLTR
$24.6B
– –
-11
Closed -$1K
DNN icon
906
Denison Mines
DNN
$2.52B
$0 ﹤0.01%
124
– –
DQ
907
Daqo New Energy
DQ
$809M
– –
-250
Closed -$2K
DVA icon
908
DaVita
DVA
$15.3B
– –
-8
Closed -$1K
DXD icon
909
ProShares UltraShort Dow 30
DXD
$42.6M
$0 ﹤0.01%
1
– –
EBND icon
910
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
$0 ﹤0.01%
+1
New +$27
EFG icon
911
iShares MSCI EAFE Growth ETF
EFG
$16.6B
– –
-64
Closed -$5K
ELS icon
912
Equity Lifestyle Properties
ELS
$12.6B
$0 ﹤0.01%
2
– –
ELV icon
913
Elevance Health
ELV
$81.6B
– –
-24
Closed -$6K
EQT icon
914
EQT Corp
EQT
$33.1B
– –
-20
Closed -$1K
ERIC icon
915
Ericsson
ERIC
$32.2B
– –
-48
Closed –
ETR icon
916
Entergy
ETR
$50.6B
– –
-16
Closed -$1K
EXEL icon
917
Exelixis
EXEL
$13.5B
$0 ﹤0.01%
20
– –
EXPD icon
918
Expeditors International
EXPD
$22B
– –
-32
Closed -$2K
EZU icon
919
iShare MSCI Eurozone ETF
EZU
$9.61B
– –
-425
Closed -$17K
FCX icon
920
Freeport-McMoran
FCX
$89B
– –
-228
Closed -$4K
FFC
921
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$776M
– –
-500
Closed -$9K
FMS icon
922
Fresenius Medical Care
FMS
$13.7B
– –
-38
Closed -$2K
FNDC icon
923
Schwab Fundamental International Small Company Index ETF
FNDC
$3.03B
$0 ﹤0.01%
+9
New +$310
FNDE icon
924
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.69B
$0 ﹤0.01%
+11
New +$309
FSK icon
925
FS KKR Capital
FSK
$2.95B
– –
-3,875
Closed -$114K
35 36
37
38 39

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CS
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SC
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EARNEST Partners
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JG
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Walleye Capital
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Allworth Financial's Q3 2018 Portfolio in Review

As of Q3 2018, Allworth Financial held 1,044 positions worth $2.21B, up 5.6% from $2.09B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Allworth Financial's Q3 2018 filing shows 69 new, 185 increased, 173 reduced and 118 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 1,053,383 shares worth $40.3M. The largest sale was Vanguard Morningstar Growth ETF, an estimated $35.9M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Financials and Communication Services.

  • Allworth Financial's largest Q3 2018 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 1,053,383 shares worth $40.3M.
  • Allworth Financial added most to JPMorgan Ultra-Short Income ETF in Q3 2018, an estimated $41.5M increase.
  • Allworth Financial's biggest Q3 2018 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $35.9M.
  • Allworth Financial fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2018, selling an estimated $214K.
  • Allworth Financial's ten largest holdings make up 74% of its $2.21B portfolio in Q3 2018.
  • Allworth Financial opened 69 new positions and closed 118 in Q3 2018.
  • Allworth Financial's portfolio value rose 5.6% quarter-over-quarter to $2.21B.

Based on Allworth Financial's 13F filing for Q3 2018, filed 30 Oct 2018.