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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
876
DELISTED
WestRock Company
WRK
$3K ﹤0.01%
69
+1
+1% +$39
FEN
877
DELISTED
First Trust Energy Income and Growth Fund
FEN
$3K ﹤0.01%
+122
New +$2.62K
ECOL
878
DELISTED
US Ecology, Inc.
ECOL
$3K ﹤0.01%
+58
New +$3.44K
NUAN
879
DELISTED
Nuance Communications, Inc.
NUAN
$3K ﹤0.01%
141
-22
-13% -$365
GWPH
880
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3K ﹤0.01%
+24
New +$2.69K
WDR
881
DELISTED
Waddell & Reed Financial, Inc.
WDR
$3K ﹤0.01%
200
– –
FIT
882
DELISTED
Fitbit, Inc. Class A common stock
FIT
$3K ﹤0.01%
392
– –
ACCO icon
883
Acco Brands
ACCO
$389M
$2K ﹤0.01%
188
+159
+548% +$1.5K
ACIW icon
884
ACI Worldwide
ACIW
$5.83B
$2K ﹤0.01%
65
-16
-20% -$545
ADM icon
885
Archer Daniels Midland
ADM
$38.2B
$2K ﹤0.01%
54
+1
+2% +$43
AFG icon
886
American Financial Group
AFG
$11.8B
$2K ﹤0.01%
16
– –
AMRN
887
Amarin Corp
AMRN
$299M
$2K ﹤0.01%
5
– –
AZO icon
888
AutoZone
AZO
$49.2B
$2K ﹤0.01%
+2
New +$2.31K
BBCA icon
889
JPMorgan BetaBuilders Canada ETF
BBCA
$10.9B
$2K ﹤0.01%
33
– –
BBJP icon
890
JPMorgan BetaBuilders Japan ETF
BBJP
$17.5B
$2K ﹤0.01%
40
– –
BWX icon
891
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$2K ﹤0.01%
+60
New +$1.72K
CAG icon
892
Conagra Brands
CAG
$6.94B
$2K ﹤0.01%
66
– –
CHD icon
893
Church & Dwight Co
CHD
$23.4B
$2K ﹤0.01%
28
– –
CHX
894
DELISTED
ChampionX
CHX
$2K ﹤0.01%
50
– –
CLDT
895
Chatham Lodging
CLDT
$622M
$2K ﹤0.01%
107
+2
+2% +$36
CLF icon
896
Cleveland-Cliffs
CLF
$6.57B
$2K ﹤0.01%
201
– –
DRI icon
897
Darden Restaurants
DRI
$23.3B
$2K ﹤0.01%
20
– –
EEMS icon
898
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$349M
$2K ﹤0.01%
52
– –
EMLC icon
899
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$2K ﹤0.01%
65
+49
+306% +$1.64K
ESP icon
900
Espey Mfg & Electronics Corp
ESP
$177M
$2K ﹤0.01%
100
– –
34 35
36
37 38

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.