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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-9.09%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.03B
AUM Growth
-$183M
Cap. Flow
+$36.8M
Cap. Flow %
1.82%
Top 10 Hldgs %
71.46%
Holding
988
New
59
Increased
192
Reduced
142
Closed
80

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$65.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$40.7M
3
MSFT icon
Microsoft
MSFT
+$24M
4
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$19.4M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$19M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$82.8M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$19.9M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.4M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$13.5M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Financials 0.45%
3 Healthcare 0.44%
4 Energy 0.43%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVM icon
876
CEL-SCI Corp
CVM
$21.3M
$0 ﹤0.01%
4
– –
CX icon
877
Cemex
CX
$17.2B
– –
-60
Closed –
CXT icon
878
Crane NXT
CXT
$2.97B
– –
-60
Closed -$2K
DEM icon
879
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
– –
-12
Closed -$1K
DNN icon
880
Denison Mines
DNN
$2.64B
$0 ﹤0.01%
124
– –
DXD icon
881
ProShares UltraShort Dow 30
DXD
$42.6M
$0 ﹤0.01%
1
– –
EBND icon
882
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$0 ﹤0.01%
1
– –
ELS icon
883
Equity Lifestyle Properties
ELS
$12.7B
$0 ﹤0.01%
2
– –
EXEL icon
884
Exelixis
EXEL
$14.1B
$0 ﹤0.01%
20
– –
FFIV icon
885
F5
FFIV
$22.1B
– –
-200
Closed -$40K
FIVE icon
886
Five Below
FIVE
$12.1B
– –
-76
Closed -$10K
FNDC icon
887
Schwab Fundamental International Small Company Index ETF
FNDC
$3.07B
$0 ﹤0.01%
9
– –
FNDE icon
888
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.66B
$0 ﹤0.01%
11
– –
FYT icon
889
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
– –
-7
Closed –
GRPN icon
890
Groupon
GRPN
$1.06B
– –
-1
Closed –
HGV icon
891
Hilton Grand Vacations
HGV
$3.64B
– –
-37
Closed -$1K
HMY icon
892
Harmony Gold Mining
HMY
$10.1B
$0 ﹤0.01%
6
– –
HYLB icon
893
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$0 ﹤0.01%
13
– –
IAI icon
894
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
– –
-6
Closed –
INGN icon
895
Inogen
INGN
$174M
– –
-512
Closed -$125K
INO icon
896
Inovio Pharmaceuticals
INO
$54M
– –
-894
Closed -$60K
ITB icon
897
iShares US Home Construction ETF
ITB
$2.29B
– –
-891
Closed -$31K
IVZ icon
898
Invesco
IVZ
$13B
– –
-35
Closed -$1K
IYM icon
899
iShares US Basic Materials ETF
IYM
$1.15B
– –
-4
Closed –
JHS
900
John Hancock Income Securities Trust
JHS
$127M
– –
-464
Closed -$6K
34 35
36
37 38

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2018 Portfolio in Review

As of Q4 2018, Allworth Financial held 988 positions worth $2.03B, down 8.3% from $2.21B the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Allworth Financial's Q4 2018 filing shows 59 new, 192 increased, 142 reduced and 80 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 2,224,129 shares worth $60.4M. The largest sale was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $82.8M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.2% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q4 2018 buy was State Street SPDR Portfolio S&P 500 Value ETF: 2,224,129 shares worth $60.4M.
  • Allworth Financial added most to JPMorgan Ultra-Short Income ETF in Q4 2018, an estimated $40.7M increase.
  • Allworth Financial's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $82.8M.
  • Allworth Financial fully exited iShares MBS ETF in Q4 2018, selling an estimated $339K.
  • Allworth Financial's ten largest holdings make up 71% of its $2.03B portfolio in Q4 2018.
  • Allworth Financial opened 59 new positions and closed 80 in Q4 2018.
  • Allworth Financial's portfolio value fell 8.3% quarter-over-quarter to $2.03B.

Based on Allworth Financial's 13F filing for Q4 2018, filed 11 Feb 2019.