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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RZV icon
851
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$298M
$109K ﹤0.01%
1,200
– –
FCX icon
852
Freeport-McMoran
FCX
$95.5B
$109K ﹤0.01%
2,924
+448
+18% +$18K
FHLC icon
853
Fidelity MSCI Health Care Index ETF
FHLC
$3.33B
$108K ﹤0.01%
1,784
-24
-1% -$1.51K
ET icon
854
Energy Transfer Partners
ET
$71.2B
$108K ﹤0.01%
7,695
-1,578
-17% -$20.9K
BSJO
855
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$108K ﹤0.01%
4,799
+6
+0.1% +$135
BIDU icon
856
Baidu
BIDU
$37.1B
$107K ﹤0.01%
800
+36
+5% +$5.05K
CWB icon
857
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$107K ﹤0.01%
1,578
-979
-38% -$68.3K
SHYD icon
858
VanEck Short High Yield Muni ETF
SHYD
$453M
$107K ﹤0.01%
4,926
-11,296
-70% -$249K
ESGG icon
859
FlexShares STOXX Global ESG Select Index Fund
ESGG
$114M
$106K ﹤0.01%
788
+87
+12% +$12.2K
AEM icon
860
Agnico Eagle Mines
AEM
$85B
$106K ﹤0.01%
2,328
– –
UTF icon
861
Cohen & Steers Infrastructure Fund
UTF
$3.05B
$106K ﹤0.01%
5,388
+16
+0.3% +$353
SNOW icon
862
Snowflake
SNOW
$110B
$104K ﹤0.01%
684
-71
-9% -$11.6K
CII icon
863
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$104K ﹤0.01%
5,600
-1,299
-19% -$24.4K
FAST icon
864
Fastenal
FAST
$58.3B
$104K ﹤0.01%
3,810
+242
+7% +$6.87K
FNDA icon
865
Schwab Fundamental US Small Company Index ETF
FNDA
$9.27B
$104K ﹤0.01%
4,290
+3,484
+432% +$88.8K
VFH icon
866
Vanguard Financials ETF
VFH
$13.7B
$104K ﹤0.01%
1,289
-367
-22% -$30.7K
CMF icon
867
iShares California Muni Bond ETF
CMF
$4.61B
$103K ﹤0.01%
1,887
+1,220
+183% +$68.6K
BXMX
868
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$103K ﹤0.01%
8,139
– –
GQRE icon
869
FlexShares Global Quality Real Estate Index Fund
GQRE
$419M
$103K ﹤0.01%
2,100
– –
LW icon
870
Lamb Weston
LW
$7.16B
$103K ﹤0.01%
1,109
+47
+4% +$4.76K
UBS icon
871
UBS Group
UBS
$173B
$102K ﹤0.01%
4,153
+2,786
+204% +$65.1K
CNP icon
872
CenterPoint Energy
CNP
$26.8B
$102K ﹤0.01%
3,795
+176
+5% +$5.09K
QTJA icon
873
Innovator Growth Accelerated Plus ETF January
QTJA
$20.8M
$101K ﹤0.01%
4,887
-476,149
-99% -$9.79M
SH icon
874
ProShares Short S&P500
SH
$902M
$101K ﹤0.01%
1,750
-550
-24% -$30.7K
VMC icon
875
Vulcan Materials
VMC
$36.5B
$101K ﹤0.01%
501
+11
+2% +$2.39K
33 34
35
36 37

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CS
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SC
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JG
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.