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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPIB icon
851
JPMorgan International Bond Opportunities ETF
JPIB
$2.1B
$3K ﹤0.01%
67
– –
LGI
852
Lazard Global Total Return & Income Fund
LGI
$236M
$3K ﹤0.01%
209
+3
+1% +$47
LMNR icon
853
Limoneira
LMNR
$235M
$3K ﹤0.01%
140
– –
MCHI icon
854
iShares MSCI China ETF
MCHI
$6.32B
$3K ﹤0.01%
+47
New +$2.81K
MJ icon
855
Amplify Alternative Harvest ETF
MJ
$101M
$3K ﹤0.01%
15
– –
MXF
856
Mexico Fund
MXF
$314M
$3K ﹤0.01%
200
-643
-76% -$8.63K
NLY icon
857
Annaly Capital Management
NLY
$17.1B
$3K ﹤0.01%
77
-301
-80% -$11K
NZF icon
858
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$3K ﹤0.01%
204
+4
+2% +$64
ORC
859
Orchid Island Capital
ORC
$1.3B
$3K ﹤0.01%
+106
New +$3.04K
PTON icon
860
Peloton Interactive
PTON
$2.77B
$3K ﹤0.01%
+100
New +$2.69K
REG icon
861
Regency Centers
REG
$14.7B
$3K ﹤0.01%
44
– –
SNA icon
862
Snap-on
SNA
$21.2B
$3K ﹤0.01%
16
– –
TEVA icon
863
Teva Pharmaceuticals
TEVA
$40.8B
$3K ﹤0.01%
355
+3
+0.9% +$27
TJX icon
864
TJX Companies
TJX
$174B
$3K ﹤0.01%
56
– –
TNL icon
865
Travel + Leisure Co
TNL
$4.66B
$3K ﹤0.01%
63
– –
TRGP icon
866
Targa Resources
TRGP
$58B
$3K ﹤0.01%
68
+66
+3,300% +$2.56K
TRMB icon
867
Trimble
TRMB
$13.2B
$3K ﹤0.01%
61
– –
TXRH icon
868
Texas Roadhouse
TXRH
$13.5B
$3K ﹤0.01%
50
– –
VXF icon
869
Vanguard Extended Market ETF
VXF
$30.3B
$3K ﹤0.01%
26
– –
WSM icon
870
Williams-Sonoma
WSM
$26.9B
$3K ﹤0.01%
80
– –
XHR
871
Xenia Hotels & Resorts
XHR
$1.9B
$3K ﹤0.01%
158
– –
XOP icon
872
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$3K ﹤0.01%
+33
New +$2.86K
ZM icon
873
Zoom
ZM
$28.2B
$3K ﹤0.01%
+37
New +$2.55K
HA
874
DELISTED
Hawaiian Holdings, Inc.
HA
$3K ﹤0.01%
100
-202
-67% -$5.91K
SLCA
875
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$3K ﹤0.01%
500
– –
33 34
35
36 37

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.