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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
851
Teva Pharmaceuticals
TEVA
$40.3B
$2K ﹤0.01%
352
– –
TRMB icon
852
Trimble
TRMB
$13.1B
$2K ﹤0.01%
61
– –
UAA icon
853
Under Armour
UAA
$2.86B
$2K ﹤0.01%
100
-200
-67% -$4.41K
UEC icon
854
Uranium Energy
UEC
$4.59B
$2K ﹤0.01%
2,000
– –
VCEL icon
855
Vericel Corp
VCEL
$2.33B
$2K ﹤0.01%
116
– –
UFOX
856
Defiance Space and Connective Tech ETF
UFOX
$823M
$2K ﹤0.01%
100
– –
FLG
857
Flagstar Bank National Association
FLG
$5.88B
$2K ﹤0.01%
55
+1
+2% +$34
BERY
858
DELISTED
Berry Global Group, Inc.
BERY
$2K ﹤0.01%
46
– –
WRK
859
DELISTED
WestRock Company
WRK
$2K ﹤0.01%
68
+1
+1% +$36
DMK
860
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$2K ﹤0.01%
50
– –
DBD
861
DELISTED
Diebold Nixdorf Incorporated
DBD
$2K ﹤0.01%
172
– –
TWTR
862
DELISTED
Twitter, Inc.
TWTR
$2K ﹤0.01%
45
– –
DRE
863
DELISTED
Duke Realty Corp.
DRE
$2K ﹤0.01%
+60
New +$1.99K
NUAN
864
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
163
– –
CLDR
865
DELISTED
Cloudera, Inc.
CLDR
$2K ﹤0.01%
212
– –
GRUB
866
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$2K ﹤0.01%
14
– –
CHK.PRD
867
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$2K ﹤0.01%
50
– –
WBK
868
DELISTED
Westpac Banking Corporation
WBK
$2K ﹤0.01%
80
– –
AEIS icon
869
Advanced Energy
AEIS
$11.4B
$1K ﹤0.01%
25
– –
AES icon
870
AES
AES
$10.5B
$1K ﹤0.01%
48
+1
+2% +$16
ALV icon
871
Autoliv
ALV
$8.91B
$1K ﹤0.01%
15
– –
ARLO icon
872
Arlo Technologies
ARLO
$1.58B
$1K ﹤0.01%
198
– –
AVNS
873
DELISTED
Avanos Medical
AVNS
$1K ﹤0.01%
18
– –
BBAX icon
874
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.64B
$1K ﹤0.01%
+20
New +$1.02K
CABO icon
875
Cable One
CABO
$223M
$1K ﹤0.01%
1
– –
33 34
35
36 37

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SC
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JG
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.