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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTWO icon
726
Q2 Holdings
QTWO
$3.83B
$4K ﹤0.01%
50
– –
RFI
727
Cohen & Steers Total Return Realty Fund
RFI
$308M
$4K ﹤0.01%
279
+5
+2% +$72
RGA icon
728
Reinsurance Group of America
RGA
$15.6B
$4K ﹤0.01%
22
– –
SWBI icon
729
Smith & Wesson
SWBI
$657M
$4K ﹤0.01%
817
– –
UTHR icon
730
United Therapeutics
UTHR
$25.9B
$4K ﹤0.01%
50
– –
VOX icon
731
Vanguard Communication Services ETF
VOX
$5.56B
$4K ﹤0.01%
46
– –
VRTX icon
732
Vertex Pharmaceuticals
VRTX
$121B
$4K ﹤0.01%
26
– –
XBI icon
733
State Street SPDR S&P Biotech ETF
XBI
$9.99B
$4K ﹤0.01%
48
-122
-72% -$10.1K
GAP
734
The Gap Inc
GAP
$7.29B
$4K ﹤0.01%
208
– –
CDMO
735
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$4K ﹤0.01%
686
– –
LSXMA
736
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$4K ﹤0.01%
149
– –
SPLK
737
DELISTED
Splunk Inc
SPLK
$4K ﹤0.01%
31
– –
SIEN
738
DELISTED
Sientra, Inc.
SIEN
$4K ﹤0.01%
68
– –
CS
739
DELISTED
Credit Suisse Group
CS
$4K ﹤0.01%
339
– –
VSM
740
DELISTED
Versum Materials, Inc.
VSM
$4K ﹤0.01%
66
– –
CHL
741
DELISTED
China Mobile Limited
CHL
$4K ﹤0.01%
100
– –
GCI
742
DELISTED
Gannett Co., Inc
GCI
$4K ﹤0.01%
386
– –
ACIW icon
743
ACI Worldwide
ACIW
$5.83B
$3K ﹤0.01%
81
– –
AEG icon
744
Aegon
AEG
$14B
$3K ﹤0.01%
678
-13
-2% -$52
AKBA icon
745
Akebia Therapeutics
AKBA
$351M
$3K ﹤0.01%
748
– –
ALC icon
746
Alcon
ALC
$33.4B
$3K ﹤0.01%
48
-121
-72% -$7.26K
BBN icon
747
BlackRock Taxable Municipal Bond Trust
BBN
$974M
$3K ﹤0.01%
+129
New +$3.15K
BIDU icon
748
Baidu
BIDU
$37.4B
$3K ﹤0.01%
25
-200
-89% -$21.5K
BIV icon
749
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3K ﹤0.01%
34
– –
BLV icon
750
Vanguard Long-Term Bond ETF
BLV
$5.69B
$3K ﹤0.01%
26
– –
28 29
30
31 32

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.