We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
726
Microchip Technology
MCHP
$39.4B
$0 ﹤0.01%
2
– –
MNKD icon
727
MannKind Corp
MNKD
$1.21B
$0 ﹤0.01%
100
– –
NSC icon
728
Norfolk Southern
NSC
$75.7B
– –
-21
Closed -$2K
PBR icon
729
Petrobras
PBR
$120B
$0 ﹤0.01%
10
– –
PII icon
730
Polaris
PII
$3.77B
– –
-16
Closed -$1K
PJT icon
731
PJT Partners
PJT
$4.33B
$0 ﹤0.01%
+5
New +$125
PRGO icon
732
Perrigo
PRGO
$1.44B
– –
-17
Closed -$2K
QRVO icon
733
Qorvo
QRVO
$8.06B
– –
-23
Closed -$1K
RCS
734
PIMCO Strategic Income Fund
RCS
$241M
$0 ﹤0.01%
+18
New +$182
RIG icon
735
Transocean
RIG
$5.43B
$0 ﹤0.01%
26
– –
SNOA icon
736
Sonoma Pharmaceuticals
SNOA
$5.36M
– –
0
– –
SRL icon
737
Scully Royalty
SRL
$77.7M
$0 ﹤0.01%
2
– –
TEI
738
Templeton Emerging Markets Income Fund
TEI
$312M
$0 ﹤0.01%
+12
New +$131
TENX icon
739
Tenax Therapeutics
TENX
$394M
– –
0
– –
TGTX icon
740
TG Therapeutics
TGTX
$8.24B
$0 ﹤0.01%
62
– –
TRGP icon
741
Targa Resources
TRGP
$57.4B
$0 ﹤0.01%
2
– –
TRX icon
742
TRX Gold Corp
TRX
$250M
$0 ﹤0.01%
200
– –
TTMI icon
743
TTM Technologies
TTMI
$10.6B
$0 ﹤0.01%
25
– –
ULTA icon
744
Ulta Beauty
ULTA
$21.9B
– –
-500
Closed -$122K
UNIT
745
Uniti Group
UNIT
$2.47B
$0 ﹤0.01%
+4
New +$123
UUUU icon
746
Energy Fuels
UUUU
$2.74B
$0 ﹤0.01%
3
– –
VC icon
747
Visteon
VC
$2.87B
$0 ﹤0.01%
3
– –
VFC icon
748
VF Corp
VFC
$5.98B
– –
-41
Closed -$2K
WPM icon
749
Wheaton Precious Metals
WPM
$48.6B
$0 ﹤0.01%
+18
New +$495
SRCL
750
DELISTED
Stericycle Inc
SRCL
– –
-15
Closed -$2K
28 29
30
31 32

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.