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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$7.05B
AUM Growth
+$1.06B
Cap. Flow
+$767M
Cap. Flow %
10.88%
Top 10 Hldgs %
58.04%
Holding
2,228
New
242
Increased
704
Reduced
404
Closed
148

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$85.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$70.5M
3
BND icon
Vanguard Total Bond Market
BND
+$66.2M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$46.2M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$38.2M

Top Sells

Rank Stock Value
1
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$45.1M
2
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$25.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$11M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$8.19M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$4.86M

Sector Composition

Rank Sector Weight
1 Technology 2.17%
2 Financials 0.93%
3 Consumer Discretionary 0.63%
4 Healthcare 0.61%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSOE icon
51
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$22.6M 0.32%
614,011
+612,284
+35,454% +$23M
USIG icon
52
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$19.8M 0.28%
332,185
+43,424
+15% +$2.6M
IEMG icon
53
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$18.6M 0.26%
311,475
+26,437
+9% +$1.63M
DFAT icon
54
Dimensional US Targeted Value ETF
DFAT
$14.6B
$17.6M 0.25%
369,937
+101,146
+38% +$4.75M
PRF icon
55
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$17.5M 0.25%
509,250
-31,160
-6% -$1.04M
IEI icon
56
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$17.3M 0.24%
134,290
+131,486
+4,689% +$17M
FVD icon
57
First Trust Value Line Dividend Fund
FVD
$8.32B
$15.7M 0.22%
364,561
+363,929
+57,584% +$15.1M
GLD icon
58
SPDR Gold Trust
GLD
$131B
$15.4M 0.22%
90,351
+23,955
+36% +$4.02M
VWO icon
59
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$15M 0.21%
302,415
-25,497
-8% -$1.29M
IUSG icon
60
iShares Core S&P US Growth ETF
IUSG
$31.7B
$14.6M 0.21%
126,458
-524
-0.4% -$58.4K
MNA icon
61
IQ ARB Merger Arbitrage ETF
MNA
$252M
$14.3M 0.2%
+444,456
New +$14.5M
T icon
62
AT&T
T
$159B
$13.3M 0.19%
718,151
+5,410
+0.8% +$101K
BRK.B icon
63
Berkshire Hathaway Class B
BRK.B
$1.1T
$13.1M 0.19%
43,679
-1,033
-2% -$296K
AVUV icon
64
Avantis US Small Cap Value ETF
AVUV
$30.3B
$13M 0.18%
163,263
-56,077
-26% -$4.47M
VTIP icon
65
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$12.5M 0.18%
242,819
+227,194
+1,454% +$11.8M
VOE icon
66
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$12.1M 0.17%
80,694
+2,683
+3% +$394K
FCAL icon
67
First Trust California Municipal High income ETF
FCAL
$219M
$11.9M 0.17%
+217,282
New +$11.9M
BOND icon
68
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$11.4M 0.16%
103,896
+73,094
+237% +$8.03M
IUSB icon
69
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$11.3M 0.16%
213,346
+158,996
+293% +$8.43M
ANGL icon
70
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$11M 0.16%
333,037
+288,052
+640% +$9.48M
QDF icon
71
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$10.7M 0.15%
175,095
-1,391
-0.8% -$81.9K
RAVI icon
72
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$10.7M 0.15%
141,118
-454
-0.3% -$34.5K
FLRN icon
73
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$10.5M 0.15%
+344,087
New +$10.5M
SPSM icon
74
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$10M 0.14%
223,720
-565,405
-72% -$25.1M
IDEV icon
75
iShares Core MSCI International Developed Markets ETF
IDEV
$31.7B
$9.63M 0.14%
142,559
+119,567
+520% +$8.12M
1 2
3
4 5

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CS
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Voloridge Investment Management
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SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Allworth Financial held 2,228 positions worth $7.05B, up 18% from $5.99B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Allworth Financial deployed $767M of net new capital in Q4 2021, opening 242 new positions and adding to 704 existing holdings. Its largest new stake was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $45.1M trimmed.

  • Allworth Financial's largest Q4 2021 buy was IQ ARB Merger Arbitrage ETF: 444,456 shares worth $14.3M.
  • Allworth Financial added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $85.2M increase.
  • Allworth Financial's biggest Q4 2021 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $45.1M.
  • Allworth Financial fully exited iShares iBonds Dec 2021 Term Corporate ETF in Q4 2021, selling an estimated $4.78M.
  • Allworth Financial's ten largest holdings make up 58% of its $7.05B portfolio in Q4 2021.
  • Allworth Financial opened 242 new positions and closed 148 in Q4 2021.
  • Allworth Financial's portfolio value rose 18% quarter-over-quarter to $7.05B.

Based on Allworth Financial's 13F filing for Q4 2021, filed 21 Jan 2022.