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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVUV icon
51
Avantis US Small Cap Value ETF
AVUV
$30.3B
$16.6M 0.28%
219,340
-5,122
-2% -$380K
VWO icon
52
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$16.4M 0.27%
327,912
+91,545
+39% +$4.73M
IJR icon
53
iShares Core S&P Small-Cap ETF
IJR
$109B
$15.1M 0.25%
137,934
+41,823
+44% +$4.61M
T icon
54
AT&T
T
$159B
$14.5M 0.24%
712,741
+43,245
+6% +$909K
IWM icon
55
iShares Russell 2000 ETF
IWM
$79.8B
$13.9M 0.23%
63,594
-1,965
-3% -$436K
DIA icon
56
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$13.1M 0.22%
38,797
-7,399
-16% -$2.58M
IUSG icon
57
iShares Core S&P US Growth ETF
IUSG
$31.7B
$13M 0.22%
126,982
+5,385
+4% +$569K
IVV icon
58
iShares Core S&P 500 ETF
IVV
$878B
$12.6M 0.21%
29,348
+1,316
+5% +$583K
BRK.B icon
59
Berkshire Hathaway Class B
BRK.B
$1.1T
$12.2M 0.2%
44,712
+2,264
+5% +$636K
DFAT icon
60
Dimensional US Targeted Value ETF
DFAT
$14.6B
$11.9M 0.2%
268,791
+33,791
+14% +$1.5M
GLD icon
61
SPDR Gold Trust
GLD
$131B
$10.9M 0.18%
66,396
+48,403
+269% +$8.1M
VOE icon
62
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$10.9M 0.18%
78,011
+14,380
+23% +$2.04M
ICSH icon
63
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$10.9M 0.18%
215,533
+146,210
+211% +$7.38M
RAVI icon
64
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$10.8M 0.18%
141,572
-2,094
-1% -$160K
QDF icon
65
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$9.82M 0.16%
176,486
-4,036
-2% -$231K
IWN icon
66
iShares Russell 2000 Value ETF
IWN
$14.3B
$9.76M 0.16%
60,898
-1,668
-3% -$268K
VIGI icon
67
Vanguard International Dividend Appreciation ETF
VIGI
$9.08B
$9.15M 0.15%
104,911
-2,091
-2% -$187K
IQDF icon
68
FlexShares International Quality Dividend Index Fund
IQDF
$1.15B
$9.08M 0.15%
360,027
-7,312
-2% -$192K
VIG icon
69
Vanguard Dividend Appreciation ETF
VIG
$111B
$8.1M 0.14%
52,730
+44,158
+515% +$7.04M
PSK icon
70
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$7.66M 0.13%
176,306
-393,698
-69% -$17.2M
FDL icon
71
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$7.62M 0.13%
232,659
+4,416
+2% +$148K
WPC icon
72
W.P. Carey
WPC
$16.8B
$7.57M 0.13%
105,858
+578
+0.5% +$44K
VNQ icon
73
Vanguard Real Estate ETF
VNQ
$39.2B
$7.37M 0.12%
72,410
+10,936
+18% +$1.16M
O icon
74
Realty Income
O
$59.6B
$7.35M 0.12%
116,954
+185
+0.2% +$12.5K
XOM icon
75
ExxonMobil
XOM
$644B
$7.34M 0.12%
124,715
+20,826
+20% +$1.19M
1 2
3
4 5

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SC
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JG
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Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.