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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+9.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$3.81B
AUM Growth
+$492M
Cap. Flow
+$158M
Cap. Flow %
4.15%
Top 10 Hldgs %
69.82%
Holding
1,486
New
241
Increased
382
Reduced
190
Closed
49

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$131M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$110M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$76.8M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.6M
5
BND icon
Vanguard Total Bond Market
BND
+$41M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$108M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$51.4M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$44.7M
4
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$39.1M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 1.7%
2 Financials 0.79%
3 Communication Services 0.62%
4 Real Estate 0.5%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDO
51
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$5.17M 0.14%
+196,803
New +$5.16M
VV icon
52
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$5.05M 0.13%
28,761
+90
+0.3% +$15K
SCZ icon
53
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$4.99M 0.13%
72,987
-63,799
-47% -$4.03M
IBDP
54
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$4.82M 0.13%
+181,387
New +$4.8M
VB icon
55
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$4.75M 0.12%
24,377
-818
-3% -$144K
SHM icon
56
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$4.72M 0.12%
94,831
-3,166
-3% -$158K
USMV icon
57
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$4.49M 0.12%
66,191
-7,396
-10% -$487K
ICSH icon
58
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$4.39M 0.12%
86,831
+59,669
+220% +$3.02M
XOM icon
59
ExxonMobil
XOM
$644B
$4.32M 0.11%
104,901
+1,404
+1% +$52.6K
ISTB icon
60
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$4.21M 0.11%
+81,584
New +$4.2M
RDIV icon
61
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$4.13M 0.11%
122,044
-2,268
-2% -$70.7K
HD icon
62
Home Depot
HD
$331B
$3.55M 0.09%
13,359
+218
+2% +$59.9K
JNJ icon
63
Johnson & Johnson
JNJ
$618B
$3.48M 0.09%
22,103
-1,248
-5% -$184K
MAIN icon
64
Main Street Capital
MAIN
$5.06B
$3.44M 0.09%
106,731
-41,104
-28% -$1.26M
RAVI icon
65
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$3.35M 0.09%
43,975
+2,283
+5% +$174K
VOO icon
66
Vanguard S&P 500 ETF
VOO
$979B
$3.25M 0.09%
9,442
-733
-7% -$239K
CVX icon
67
Chevron
CVX
$392B
$2.97M 0.08%
35,166
+399
+1% +$32.3K
VTEB icon
68
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$2.96M 0.08%
53,637
+46
+0.1% +$2.51K
PG icon
69
Procter & Gamble
PG
$336B
$2.78M 0.07%
20,008
+1,735
+9% +$242K
VNQ icon
70
Vanguard Real Estate ETF
VNQ
$39.2B
$2.78M 0.07%
32,750
+30,585
+1,413% +$2.54M
IJR icon
71
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.72M 0.07%
29,574
+7,385
+33% +$607K
IJS icon
72
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$2.63M 0.07%
32,410
-1,958
-6% -$142K
MDY icon
73
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$2.33M 0.06%
5,536
-85
-2% -$32.7K
TSLA icon
74
Tesla
TSLA
$1.23T
$2.27M 0.06%
9,660
-6,771
-41% -$1.16M
FQAL icon
75
Fidelity Quality Factor ETF
FQAL
$1.41B
$2.26M 0.06%
52,487
+16,980
+48% +$697K
1 2
3
4 5

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Allworth Financial held 1,486 positions worth $3.81B, up 15% from $3.32B the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Allworth Financial deployed $158M of net new capital in Q4 2020, opening 241 new positions and adding to 382 existing holdings. Its largest new stake was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, down from 1.7% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $108M trimmed.

  • Allworth Financial's largest Q4 2020 buy was iShares Core S&P US Growth ETF: 102,549 shares worth $9.1M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $131M increase.
  • Allworth Financial's biggest Q4 2020 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $108M.
  • Allworth Financial fully exited LCNB Corp in Q4 2020, selling an estimated $73K.
  • Allworth Financial's ten largest holdings make up 70% of its $3.81B portfolio in Q4 2020.
  • Allworth Financial opened 241 new positions and closed 49 in Q4 2020.
  • Allworth Financial's portfolio value rose 15% quarter-over-quarter to $3.81B.

Based on Allworth Financial's 13F filing for Q4 2020, filed 26 Jan 2021.