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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
51
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$2M 0.08%
5,663
+87
+2% +$30.5K
XOM icon
52
ExxonMobil
XOM
$650B
$1.91M 0.07%
27,066
-132
-0.5% -$9.54K
VBR icon
53
Vanguard Small-Cap Value ETF
VBR
$37.2B
$1.86M 0.07%
14,438
+2,717
+23% +$348K
ANGL icon
54
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.74M 0.07%
59,207
+5,567
+10% +$163K
XLU icon
55
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$1.72M 0.07%
53,260
+3,934
+8% +$121K
SDOG icon
56
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.53M 0.06%
34,791
+3,997
+13% +$173K
PG icon
57
Procter & Gamble
PG
$340B
$1.51M 0.06%
12,174
+126
+1% +$14.9K
IBM icon
58
IBM
IBM
$213B
$1.49M 0.06%
10,681
+37
+0.3% +$4.99K
WFC icon
59
Wells Fargo
WFC
$254B
$1.27M 0.05%
25,206
+2,218
+10% +$104K
BAC icon
60
Bank of America
BAC
$429B
$1.24M 0.05%
42,477
+1,491
+4% +$42.9K
DIS icon
61
Walt Disney
DIS
$171B
$1.18M 0.04%
9,018
+26
+0.3% +$3.6K
BA icon
62
Boeing
BA
$169B
$1.12M 0.04%
2,943
-649
-18% -$232K
KLAC icon
63
KLA
KLAC
$222B
$1.05M 0.04%
66,140
– –
COST icon
64
Costco
COST
$432B
$1.02M 0.04%
3,540
+218
+7% +$61.3K
CMCSA icon
65
Comcast
CMCSA
$87.3B
$1.02M 0.04%
22,542
-1,293
-5% -$57.3K
MCD icon
66
McDonald's
MCD
$193B
$953K 0.04%
4,439
-56
-1% -$12K
META icon
67
Meta Platforms (Facebook)
META
$1.49T
$943K 0.04%
5,294
-80
-1% -$15.2K
TOTL icon
68
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$936K 0.04%
19,015
-6,807
-26% -$335K
JPM icon
69
JPMorgan Chase
JPM
$916B
$900K 0.03%
7,650
-465
-6% -$52.6K
EIX icon
70
Edison International
EIX
$30.3B
$885K 0.03%
11,739
+27
+0.2% +$1.94K
SCHB icon
71
Schwab US Broad Market ETF
SCHB
$42.3B
$867K 0.03%
73,236
-4,860
-6% -$57.4K
PEP icon
72
PepsiCo
PEP
$196B
$810K 0.03%
5,908
-57
-1% -$7.57K
MDT icon
73
Medtronic
MDT
$112B
$809K 0.03%
7,447
– –
VGT icon
74
Vanguard Information Technology ETF
VGT
$133B
$789K 0.03%
29,272
-4,184
-13% -$113K
V icon
75
Visa
V
$701B
$762K 0.03%
4,432
-743
-14% -$132K
1 2
3
4 5

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
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SO
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.