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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
51
Comcast
CMCSA
$80.9B
$569K 0.06%
17,156
+224
+1% +$7.46K
EEM icon
52
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$541K 0.06%
14,448
+249
+2% +$9.1K
DIA icon
53
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$536K 0.06%
2,935
+2,143
+271% +$394K
VBR icon
54
Vanguard Small-Cap Value ETF
VBR
$37.3B
$532K 0.06%
4,810
+1,882
+64% +$206K
BA icon
55
Boeing
BA
$167B
$526K 0.06%
3,995
+110
+3% +$14.5K
VNQ icon
56
Vanguard Real Estate ETF
VNQ
$39.8B
$519K 0.05%
5,985
-5,764
-49% -$514K
BEN icon
57
Franklin Resources
BEN
$17.3B
$518K 0.05%
14,562
+3,678
+34% +$130K
PEP icon
58
PepsiCo
PEP
$191B
$490K 0.05%
4,508
+80
+2% +$8.62K
BAC icon
59
Bank of America
BAC
$436B
$477K 0.05%
30,507
+161
+0.5% +$2.4K
EEMV icon
60
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$476K 0.05%
8,802
+1,135
+15% +$60.5K
EWX icon
61
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$667M
$471K 0.05%
10,910
-19,385
-64% -$812K
PFE icon
62
Pfizer
PFE
$141B
$464K 0.05%
14,430
+123
+0.9% +$4.11K
VUG icon
63
Vanguard Growth ETF
VUG
$216B
$463K 0.05%
24,756
+1,380
+6% +$25.7K
META icon
64
Meta Platforms (Facebook)
META
$1.51T
$441K 0.05%
3,438
+85
+3% +$10.6K
SO icon
65
Southern Company
SO
$109B
$418K 0.04%
8,158
-20
-0.2% -$1.05K
AMGN icon
66
Amgen
AMGN
$203B
$414K 0.04%
2,484
-12
-0.5% -$2.03K
HPE icon
67
Hewlett Packard
HPE
$63.8B
$414K 0.04%
31,337
-1,520
-5% -$18.8K
BMY icon
68
Bristol-Myers Squibb
BMY
$128B
$403K 0.04%
7,483
+348
+5% +$22.4K
COST icon
69
Costco
COST
$422B
$403K 0.04%
2,644
+13
+0.5% +$2.1K
CSCO icon
70
Cisco
CSCO
$452B
$396K 0.04%
12,474
+987
+9% +$30.4K
QQQ icon
71
Invesco QQQ Trust
QQQ
$449B
$370K 0.04%
3,116
+20
+0.6% +$2.31K
ORCL icon
72
Oracle
ORCL
$345B
$358K 0.04%
9,104
-41
-0.4% -$1.67K
MCD icon
73
McDonald's
MCD
$192B
$339K 0.04%
2,943
+33
+1% +$3.91K
SCHD icon
74
Schwab US Dividend Equity ETF
SCHD
$103B
$337K 0.04%
23,916
+2,448
+11% +$34.6K
ROK icon
75
Rockwell Automation
ROK
$51.9B
$330K 0.03%
2,697
+1,367
+103% +$160K
1 2
3
4 5

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
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Pathstone Holdings
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SO
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Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.