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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$228M
AUM Growth
+$26.2M
Cap. Flow
+$23.1M
Cap. Flow %
10.13%
Top 10 Hldgs %
86.51%
Holding
85
New
17
Increased
29
Reduced
20
Closed
8

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$5.88M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4M
4
DVY icon
iShares Select Dividend ETF
DVY
+$1.81M
5
VV icon
Vanguard Large-Cap ETF
VV
+$1.79M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$3.5M
2
BEN icon
Franklin Resources
BEN
+$628K
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$549K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$437K
5
VOD icon
Vodafone
VOD
+$407K

Sector Composition

Rank Sector Weight
1 Technology 3.52%
2 Communication Services 2.46%
3 Energy 2.01%
4 Financials 1.41%
5 Consumer Staples 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
51
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$292K 0.13%
1,776
– –
F icon
52
Ford
F
$59.6B
$290K 0.13%
18,587
+748
+4% +$11.6K
CMCSA icon
53
Comcast
CMCSA
$85.8B
$285K 0.12%
11,402
+614
+6% +$16K
WMT icon
54
Walmart Inc
WMT
$900B
$282K 0.12%
11,076
-1,152
-9% -$28.9K
BND icon
55
Vanguard Total Bond Market
BND
$158B
$277K 0.12%
+3,413
New +$276K
UL icon
56
Unilever
UL
$144B
$275K 0.12%
+5,713
New +$258K
COST icon
57
Costco
COST
$429B
$268K 0.12%
2,397
– –
QQQ icon
58
Invesco QQQ Trust
QQQ
$445B
$261K 0.11%
2,976
-4,943
-62% -$437K
CB
59
DELISTED
CHUBB CORPORATION
CB
$258K 0.11%
2,884
– –
CNSL
60
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$243K 0.11%
12,127
– –
GOOG icon
61
Alphabet (Google) Class C
GOOG
$4.07T
$230K 0.1%
8,271
– –
ICF icon
62
iShares Select U.S. REIT ETF
ICF
$2.13B
$223K 0.1%
+5,418
New +$216K
GHYG icon
63
iShares US & Intl High Yield Corp Bond ETF
GHYG
$193M
$219K 0.1%
+4,023
New +$217K
VBR icon
64
Vanguard Small-Cap Value ETF
VBR
$37.7B
$218K 0.1%
2,168
-195
-8% -$19K
AMGN icon
65
Amgen
AMGN
$212B
$213K 0.09%
+1,730
New +$210K
TT icon
66
Trane Technologies
TT
$104B
$212K 0.09%
3,708
-48
-1% -$2.86K
COP icon
67
ConocoPhillips
COP
$139B
$208K 0.09%
2,959
+41
+1% +$2.74K
DJP icon
68
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$786M
$203K 0.09%
+5,134
New +$196K
PM icon
69
Philip Morris
PM
$312B
$195K 0.09%
2,388
+30
+1% +$2.42K
KMB icon
70
Kimberly-Clark
KMB
$37.5B
$186K 0.08%
+1,755
New +$182K
CAA
71
DELISTED
CalAtlantic Group, Inc.
CAA
$148K 0.06%
3,560
– –
PPT
72
Franklin Premier Income Trust
PPT
$323M
$83K 0.04%
14,952
– –
CVO
73
DELISTED
Cenevo, Inc.
CVO
$32K 0.01%
1,333
-1,856
-58% -$49.7K
BEN icon
74
Franklin Resources
BEN
$17.3B
– –
-10,884
Closed -$628K
OPCH icon
75
Option Care Health
OPCH
$3.53B
– –
-3,750
Closed -$111K
1 2
3
4

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
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SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q1 2014 Portfolio in Review

As of Q1 2014, Allworth Financial held 85 positions worth $228M, up 13% from $202M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Allworth Financial deployed $23.1M of net new capital in Q1 2014, opening 17 new positions and adding to 29 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 5,620 shares worth $599K.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 4% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $3.5M trimmed.

  • Allworth Financial's largest Q1 2014 buy was PIMCO Active Bond Exchange-Traded Fund: 5,620 shares worth $599K.
  • Allworth Financial added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $8.71M increase.
  • Allworth Financial's biggest Q1 2014 reduction was Vanguard Total Stock Market ETF, cutting an estimated $3.5M.
  • Allworth Financial fully exited Franklin Resources in Q1 2014, selling an estimated $628K.
  • Allworth Financial's ten largest holdings make up 87% of its $228M portfolio in Q1 2014.
  • Allworth Financial opened 17 new positions and closed 8 in Q1 2014.
  • Allworth Financial's portfolio value rose 13% quarter-over-quarter to $228M.

Based on Allworth Financial's 13F filing for Q1 2014, filed 4 Apr 2014.