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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$202M
AUM Growth
+$9.21M
Cap. Flow
-$6.68M
Cap. Flow %
-3.31%
Top 10 Hldgs %
87.71%
Holding
85
New
11
Increased
17
Reduced
34
Closed
17

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.91M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$703K
3
CNSL
Consolidated Communications Holdings, Inc.
CNSL
+$227K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$225K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$209K

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$1.55M
2
XOM icon
ExxonMobil
XOM
+$1.03M
3
AAPL icon
Apple
AAPL
+$896K
4
VOD icon
Vodafone
VOD
+$870K
5
VV icon
Vanguard Large-Cap ETF
VV
+$584K

Sector Composition

Rank Sector Weight
1 Technology 4.02%
2 Communication Services 2.73%
3 Energy 1.94%
4 Financials 1.81%
5 Consumer Staples 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
51
Trane Technologies
TT
$104B
$231K 0.11%
+3,756
New +$207K
VBR icon
52
Vanguard Small-Cap Value ETF
VBR
$37.7B
$230K 0.11%
2,363
+20
+0.9% +$1.89K
VNQ icon
53
Vanguard Real Estate ETF
VNQ
$40B
$217K 0.11%
+3,368
New +$225K
DGS icon
54
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$216K 0.11%
4,680
-739
-14% -$35K
COP icon
55
ConocoPhillips
COP
$139B
$206K 0.1%
2,918
-101
-3% -$7.25K
PM icon
56
Philip Morris
PM
$312B
$205K 0.1%
2,358
-1,362
-37% -$119K
CAA
57
DELISTED
CalAtlantic Group, Inc.
CAA
$161K 0.08%
+3,560
New +$142K
MXWL
58
DELISTED
Maxwell Technologies Inc
MXWL
$155K 0.08%
20,000
+5,000
+33% +$38.9K
SRC
59
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$133K 0.07%
+3,027
New +$134K
OPCH icon
60
Option Care Health
OPCH
$3.53B
$111K 0.05%
+3,750
New +$106K
CVO
61
DELISTED
Cenevo, Inc.
CVO
$88K 0.04%
3,189
– –
PPT
62
Franklin Premier Income Trust
PPT
$323M
$81K 0.04%
+14,952
New +$80.4K
BAA
63
DELISTED
Banro Corporation Common Stock
BAA
$7K ﹤0.01%
+1,230
New +$8.14K
AMGN icon
64
Amgen
AMGN
$212B
– –
-2,135
Closed -$239K
BMY icon
65
Bristol-Myers Squibb
BMY
$130B
– –
-4,411
Closed -$204K
BOND icon
66
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.42B
– –
-2,816
Closed -$298K
C icon
67
Citigroup
C
$222B
– –
-835
Closed -$40K
CAT icon
68
Caterpillar
CAT
$387B
– –
-915
Closed -$76K
CSCO icon
69
Cisco
CSCO
$456B
– –
-5,407
Closed -$127K
EFA icon
70
iShares MSCI EAFE ETF
EFA
$76.8B
– –
-4,187
Closed -$267K
IVV icon
71
iShares Core S&P 500 ETF
IVV
$871B
– –
-1,869
Closed -$316K
IWB icon
72
iShares Russell 1000 ETF
IWB
$47.9B
– –
-4,444
Closed -$418K
LUMN icon
73
Lumen
LUMN
$6.38B
– –
-775
Closed -$24K
MCD icon
74
McDonald's
MCD
$194B
– –
-1,823
Closed -$175K
ROK icon
75
Rockwell Automation
ROK
$52.4B
– –
-4,114
Closed -$440K
1 2
3
4

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q4 2013 Portfolio in Review

As of Q4 2013, Allworth Financial held 85 positions worth $202M, up 4.8% from $193M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Allworth Financial withdrew a net $6.68M in Q4 2013, closing 17 positions and reducing 34 holdings. Its most notable exit was Waste Connections, an estimated $548K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 4.6% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Allworth Financial opened a new position in Consolidated Communications Holdings, Inc. worth $238K.

  • Allworth Financial's largest Q4 2013 buy was Consolidated Communications Holdings, Inc.: 12,127 shares worth $238K.
  • Allworth Financial added most to Vanguard Total Stock Market ETF in Q4 2013, an estimated $2.91M increase.
  • Allworth Financial's biggest Q4 2013 reduction was AT&T, cutting an estimated $1.55M.
  • Allworth Financial fully exited Waste Connections in Q4 2013, selling an estimated $548K.
  • Allworth Financial's ten largest holdings make up 88% of its $202M portfolio in Q4 2013.
  • Allworth Financial opened 11 new positions and closed 17 in Q4 2013.
  • Allworth Financial's portfolio value rose 4.8% quarter-over-quarter to $202M.

Based on Allworth Financial's 13F filing for Q4 2013, filed 14 Feb 2014.