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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$193M
AUM Growth
+$14.8M
Cap. Flow
+$6.31M
Cap. Flow %
3.27%
Top 10 Hldgs %
84.79%
Holding
83
New
18
Increased
33
Reduced
15
Closed
9

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.75M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$973K
3
IWB icon
iShares Russell 1000 ETF
IWB
+$415K
4
ROK icon
Rockwell Automation
ROK
+$402K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$315K

Top Sells

Rank Stock Value
1
ALEX
Alexander & Baldwin
ALEX
+$210K
2
BAC icon
Bank of America
BAC
+$200K
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$191K
4
CAA
CalAtlantic Group, Inc.
CAA
+$182K
5
CNSL
Consolidated Communications Holdings, Inc.
CNSL
+$179K

Sector Composition

Rank Sector Weight
1 Technology 4.57%
2 Communication Services 3.89%
3 Energy 2.62%
4 Financials 2.06%
5 Consumer Staples 1.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
51
iShares MSCI EAFE ETF
EFA
$76.8B
$267K 0.14%
4,187
-85
-2% -$5.21K
COL
52
DELISTED
Rockwell Collins
COL
$267K 0.14%
3,939
– –
CB
53
DELISTED
CHUBB CORPORATION
CB
$257K 0.13%
2,884
+44
+2% +$3.81K
DGS icon
54
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$253K 0.13%
+5,419
New +$250K
CLGX
55
DELISTED
Corelogic, Inc.
CLGX
$253K 0.13%
+9,365
New +$252K
UL icon
56
Unilever
UL
$144B
$248K 0.13%
5,713
– –
PFE icon
57
Pfizer
PFE
$144B
$241K 0.12%
+8,831
New +$240K
AMGN icon
58
Amgen
AMGN
$212B
$239K 0.12%
2,135
+2
+0.1% +$217
RDS.A
59
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$236K 0.12%
3,588
– –
BP icon
60
BP
BP
$107B
$224K 0.12%
6,516
+3
+0% +$103
VBR icon
61
Vanguard Small-Cap Value ETF
VBR
$37.7B
$211K 0.11%
+2,343
New +$207K
COP icon
62
ConocoPhillips
COP
$139B
$210K 0.11%
+3,019
New +$201K
BMY icon
63
Bristol-Myers Squibb
BMY
$130B
$204K 0.11%
+4,411
New +$194K
MCD icon
64
McDonald's
MCD
$194B
$175K 0.09%
+1,823
New +$178K
MXWL
65
DELISTED
Maxwell Technologies Inc
MXWL
$136K 0.07%
+15,000
New +$130K
CSCO icon
66
Cisco
CSCO
$456B
$127K 0.07%
+5,407
New +$134K
CAT icon
67
Caterpillar
CAT
$387B
$76K 0.04%
+915
New +$77.4K
CVO
68
DELISTED
Cenevo, Inc.
CVO
$75K 0.04%
3,189
– –
C icon
69
Citigroup
C
$222B
$40K 0.02%
+835
New +$42.2K
LUMN icon
70
Lumen
LUMN
$6.38B
$24K 0.01%
+775
New +$26.4K
ALEX
71
DELISTED
Alexander & Baldwin
ALEX
– –
-5,280
Closed -$210K
CVM icon
72
CEL-SCI Corp
CVM
$21M
– –
-4
Closed -$6K
GOOG icon
73
Alphabet (Google) Class C
GOOG
$4.07T
– –
-8,713
Closed -$191K
PPT
74
Franklin Premier Income Trust
PPT
$323M
– –
-14,952
Closed -$80K
CNSL
75
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-10,255
Closed -$179K
1 2
3
4

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Rafferty Asset Management
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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2013 Portfolio in Review

As of Q3 2013, Allworth Financial held 83 positions worth $193M, up 8.3% from $178M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Allworth Financial deployed $6.31M of net new capital in Q3 2013, opening 18 new positions and adding to 33 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 4,444 shares worth $418K.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.8% a quarter earlier, followed by Communication Services and Energy.

On the sell side, the largest reduction was Bank of America, an estimated $200K trimmed.

  • Allworth Financial's largest Q3 2013 buy was iShares Russell 1000 ETF: 4,444 shares worth $418K.
  • Allworth Financial added most to Vanguard Total Stock Market ETF in Q3 2013, an estimated $2.75M increase.
  • Allworth Financial's biggest Q3 2013 reduction was Bank of America, cutting an estimated $200K.
  • Allworth Financial fully exited Alexander & Baldwin in Q3 2013, selling an estimated $210K.
  • Allworth Financial's ten largest holdings make up 85% of its $193M portfolio in Q3 2013.
  • Allworth Financial opened 18 new positions and closed 9 in Q3 2013.
  • Allworth Financial's portfolio value rose 8.3% quarter-over-quarter to $193M.

Based on Allworth Financial's 13F filing for Q3 2013, filed 14 Nov 2013.