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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
701
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$190K ﹤0.01%
2,357
-55
-2% -$4.64K
CEF icon
702
Sprott Physical Gold and Silver Trust
CEF
$7.81B
$189K ﹤0.01%
10,922
– –
AMCR icon
703
Amcor
AMCR
$21.7B
$188K ﹤0.01%
4,115
-625
-13% -$30.1K
JULD
704
DELISTED
Innovator Premium Income 10 Barrier ETF July
JULD
$188K ﹤0.01%
+7,736
New +$193K
DEO icon
705
Diageo
DEO
$51.6B
$186K ﹤0.01%
1,247
+25
+2% +$4.19K
MRVL icon
706
Marvell Technology
MRVL
$190B
$185K ﹤0.01%
3,419
+165
+5% +$9.74K
TTD icon
707
Trade Desk
TTD
$8.2B
$185K ﹤0.01%
2,366
+71
+3% +$5.74K
SPIP icon
708
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$184K ﹤0.01%
7,416
+323
+5% +$8.19K
AWK icon
709
American Water Works
AWK
$26.8B
$184K ﹤0.01%
1,487
-191
-11% -$26.8K
RPV icon
710
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
$184K ﹤0.01%
2,500
-49
-2% -$3.79K
SWK icon
711
Stanley Black & Decker
SWK
$15.2B
$183K ﹤0.01%
2,191
+200
+10% +$18.5K
SPTL icon
712
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$182K ﹤0.01%
6,959
-1,226
-15% -$34.5K
XME icon
713
State Street SPDR S&P Metals & Mining ETF
XME
$4.21B
$180K ﹤0.01%
3,435
+20
+0.6% +$1.04K
IVT icon
714
InvenTrust Properties
IVT
$2.6B
$179K ﹤0.01%
7,499
+657
+10% +$15.8K
LEN icon
715
Lennar Class A
LEN
$20.3B
$178K ﹤0.01%
1,638
+101
+7% +$11.8K
SLYG icon
716
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
$178K ﹤0.01%
2,425
– –
BEN icon
717
Franklin Resources
BEN
$17.3B
$177K ﹤0.01%
7,207
-69
-0.9% -$1.87K
TY icon
718
TRI-Continental Corp
TY
$1.89B
$177K ﹤0.01%
6,647
-1,939
-23% -$53.4K
HYDW icon
719
Xtrackers Low Beta High Yield Bond ETF
HYDW
$67.5M
$177K ﹤0.01%
3,997
-577
-13% -$25.8K
AXON
720
Axon Enterprise
AXON
$41.8B
$177K ﹤0.01%
887
-2,311
-72% -$455K
WABC icon
721
Westamerica Bancorp
WABC
$1.38B
$176K ﹤0.01%
4,075
+57
+1% +$2.55K
EMLP icon
722
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$176K ﹤0.01%
6,663
– –
SNA icon
723
Snap-on
SNA
$21.4B
$176K ﹤0.01%
689
-60
-8% -$16.2K
BUD icon
724
AB InBev
BUD
$165B
$175K ﹤0.01%
3,165
+446
+16% +$25.3K
COIN icon
725
Coinbase
COIN
$38.5B
$175K ﹤0.01%
2,325
– –
27 28
29
30 31

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SC
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JG
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.