We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZA icon
701
InfraCap MLP ETF
AMZA
$470M
$7K ﹤0.01%
+147
New +$6.52K
AZN icon
702
AstraZeneca
AZN
$263B
$7K ﹤0.01%
72
+22
+44% +$2.07K
CSX icon
703
CSX Corp
CSX
$93.4B
$7K ﹤0.01%
276
– –
EWJ icon
704
iShares MSCI Japan ETF
EWJ
$21.9B
$7K ﹤0.01%
111
– –
FTS icon
705
Fortis
FTS
$29B
$7K ﹤0.01%
158
– –
IGR
706
CBRE Global Real Estate Income Fund
IGR
$718M
$7K ﹤0.01%
882
– –
IRDM icon
707
Iridium Communications
IRDM
$5.02B
$7K ﹤0.01%
300
– –
IYH icon
708
iShares US Healthcare ETF
IYH
$3.37B
$7K ﹤0.01%
150
+50
+50% +$2.02K
MAS icon
709
Masco
MAS
$14.1B
$7K ﹤0.01%
137
– –
NANR icon
710
State Street SPDR S&P North American Natural Resources ETF
NANR
$747M
$7K ﹤0.01%
203
+87
+75% +$2.75K
OC icon
711
Owens Corning
OC
$11.2B
$7K ﹤0.01%
100
– –
PBR icon
712
Petrobras
PBR
$125B
$7K ﹤0.01%
440
+330
+300% +$5.04K
PINS icon
713
Pinterest
PINS
$13.4B
$7K ﹤0.01%
400
– –
QGEN icon
714
Qiagen
QGEN
$8.54B
$7K ﹤0.01%
190
– –
SCHV
715
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$7K ﹤0.01%
348
– –
VPU
716
Vanguard Utilities ETF
VPU
$8.46B
$7K ﹤0.01%
52
+15
+41% +$2.11K
XPH icon
717
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
$7K ﹤0.01%
150
– –
YELP icon
718
Yelp
YELP
$1.45B
$7K ﹤0.01%
208
– –
IDXG
719
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
$7K ﹤0.01%
1,429
– –
BBL
720
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$7K ﹤0.01%
159
– –
AIVL icon
721
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
$6K ﹤0.01%
61
– –
ARCC icon
722
Ares Capital
ARCC
$13.5B
$6K ﹤0.01%
299
– –
BAB icon
723
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$6K ﹤0.01%
+190
New +$6.08K
CMI icon
724
Cummins
CMI
$87.5B
$6K ﹤0.01%
33
– –
CMS icon
725
CMS Energy
CMS
$22.6B
$6K ﹤0.01%
100
– –
27 28
29
30 31

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.