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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-3.52%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$11.7B
AUM Growth
-$123M
Cap. Flow
+$310M
Cap. Flow %
2.65%
Top 10 Hldgs %
60.46%
Holding
3,627
New
376
Increased
1,428
Reduced
851
Closed
197

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$107M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$100M
3
BND icon
Vanguard Total Bond Market
BND
+$42M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$37.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$34M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$67.2M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$66.7M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
QTJA icon
Innovator Growth Accelerated Plus ETF January
QTJA
+$9.79M
5
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$8.91M

Sector Composition

Rank Sector Weight
1 Technology 2.34%
2 Financials 1.01%
3 Healthcare 0.76%
4 Consumer Staples 0.62%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMAY icon
651
Innovator US Equity Buffer ETF May
BMAY
$236M
$236K ﹤0.01%
+7,580
New +$241K
FPX icon
652
First Trust US Equity Opportunities ETF
FPX
$1.49B
$231K ﹤0.01%
2,749
– –
EVRG icon
653
Evergy
EVRG
$19.1B
$230K ﹤0.01%
4,545
+202
+5% +$11.5K
VOD icon
654
Vodafone
VOD
$37B
$230K ﹤0.01%
24,276
+841
+4% +$7.96K
DVOL icon
655
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$230K ﹤0.01%
+9,219
New +$239K
IYH icon
656
iShares US Healthcare ETF
IYH
$3.5B
$229K ﹤0.01%
4,245
-1,500
-26% -$83.8K
H icon
657
Hyatt Hotels
H
$16.9B
$229K ﹤0.01%
2,158
-48
-2% -$5.46K
LULU icon
658
lululemon athletica
LULU
$14.2B
$226K ﹤0.01%
587
+16
+3% +$6.11K
FNDE icon
659
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$225K ﹤0.01%
8,569
+5,399
+170% +$145K
GEHC icon
660
GE HealthCare
GEHC
$31.8B
$224K ﹤0.01%
3,292
-262
-7% -$19.1K
IBB icon
661
iShares Biotechnology ETF
IBB
$9.53B
$223K ﹤0.01%
1,827
-137
-7% -$17.4K
FNX icon
662
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$221K ﹤0.01%
2,405
+1
+0% +$97
ATVI
663
DELISTED
Activision Blizzard
ATVI
$221K ﹤0.01%
2,365
+278
+13% +$25.4K
DNL icon
664
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$494M
$221K ﹤0.01%
6,606
-29
-0.4% -$1.02K
ZION icon
665
Zions Bancorporation
ZION
$10.3B
$219K ﹤0.01%
6,270
+73
+1% +$2.54K
ARCC icon
666
Ares Capital
ARCC
$14.1B
$214K ﹤0.01%
11,010
+234
+2% +$4.54K
MRSH
667
Marsh
MRSH
$92.2B
$213K ﹤0.01%
1,117
+187
+20% +$35.8K
HUM icon
668
Humana
HUM
$44.1B
$212K ﹤0.01%
436
+15
+4% +$7.05K
COR icon
669
Cencora
COR
$63.2B
$212K ﹤0.01%
1,177
+114
+11% +$21.1K
HYXF icon
670
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$195M
$212K ﹤0.01%
+4,897
New +$215K
EXR icon
671
Extra Space Storage
EXR
$31.6B
$211K ﹤0.01%
1,739
-160
-8% -$21.5K
FTSM icon
672
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$210K ﹤0.01%
3,536
-1,342
-28% -$79.9K
FSCO
673
FS Credit Opportunities Corp
FSCO
$1.01B
$209K ﹤0.01%
38,616
-4,729
-11% -$24.4K
BIRD icon
674
Smartbird Inc
BIRD
$21.1M
$207K ﹤0.01%
9,341
– –
EQIN
675
Columbia U.S. Equity Income ETF
EQIN
$311M
$204K ﹤0.01%
5,449
– –
25 26
27
28 29

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CS
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SC
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EARNEST Partners
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JG
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Teacher Retirement System of Texas
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Allworth Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Allworth Financial held 3,627 positions worth $11.7B, down 1% from $11.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Allworth Financial's Q3 2023 filing shows 376 new, 1,428 increased, 851 reduced and 197 closed positions. Its largest new stake was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $67.2M.

By sector, the portfolio is most concentrated in Technology at 2.3% of assets, down from 2.4% a quarter earlier, followed by Financials and Healthcare.

  • Allworth Financial's largest Q3 2023 buy was Innovator Growth Accelerated Plus ETF July: 354,659 shares worth $8.77M.
  • Allworth Financial added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2023, an estimated $107M increase.
  • Allworth Financial's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $67.2M.
  • Allworth Financial fully exited Innovator US Equity Ultra Buffer ETF February in Q3 2023, selling an estimated $2.69M.
  • Allworth Financial's ten largest holdings make up 60% of its $11.7B portfolio in Q3 2023.
  • Allworth Financial opened 376 new positions and closed 197 in Q3 2023.
  • Allworth Financial's portfolio value fell 1% quarter-over-quarter to $11.7B.

Based on Allworth Financial's 13F filing for Q3 2023, filed 31 Oct 2023.