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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOG icon
651
Northern Oil and Gas
NOG
$2.29B
$1K ﹤0.01%
50
+30
+150% +$1.1K
NRG icon
652
NRG Energy
NRG
$26.2B
$1K ﹤0.01%
60
– –
PBA icon
653
Pembina Pipeline
PBA
$29.3B
$1K ﹤0.01%
28
– –
PDS
654
Precision Drilling
PDS
$940M
$1K ﹤0.01%
11
– –
PIPR icon
655
Piper Sandler
PIPR
$4.99B
$1K ﹤0.01%
108
– –
PNR icon
656
Pentair
PNR
$10.6B
$1K ﹤0.01%
27
+11
+69% +$464
RIO icon
657
Rio Tinto
RIO
$152B
$1K ﹤0.01%
+33
New +$1.05K
RY icon
658
Royal Bank of Canada
RY
$287B
$1K ﹤0.01%
10
– –
SCHH icon
659
Schwab US REIT ETF
SCHH
$11.7B
$1K ﹤0.01%
46
-2,028
-98% -$44.5K
SFL icon
660
SFL Corp
SFL
$1.61B
$1K ﹤0.01%
100
– –
SLYV icon
661
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1K ﹤0.01%
+10
New +$527
SPG icon
662
Simon Property Group
SPG
$76.4B
$1K ﹤0.01%
+6
New +$1.3K
TXMD icon
663
TherapeuticsMD
TXMD
$23.8M
$1K ﹤0.01%
+2
New +$730
VIAV icon
664
Viavi Solutions
VIAV
$7.95B
$1K ﹤0.01%
202
+15
+8% +$110
VOX icon
665
Vanguard Communication Services ETF
VOX
$5.68B
$1K ﹤0.01%
7
– –
VPL icon
666
Vanguard FTSE Pacific ETF
VPL
$7.77B
$1K ﹤0.01%
+20
New +$1.18K
WNC icon
667
Wabash National
WNC
$504M
$1K ﹤0.01%
100
– –
WPRT
668
Westport Fuel Systems
WPRT
$31.9M
$1K ﹤0.01%
80
– –
WYNN icon
669
Wynn Resorts
WYNN
$10.3B
$1K ﹤0.01%
+6
New +$585
XLB icon
670
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$1K ﹤0.01%
36
– –
XLP icon
671
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$1K ﹤0.01%
26
– –
XLRE icon
672
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
$1K ﹤0.01%
+25
New +$839
XRT icon
673
State Street SPDR S&P Retail ETF
XRT
$457M
$1K ﹤0.01%
19
– –
YELP icon
674
Yelp
YELP
$1.54B
$1K ﹤0.01%
15
– –
PRSU
675
Pursuit Attractions and Hospitality Inc
PRSU
$1.45B
$1K ﹤0.01%
32
– –
25 26
27
28 29

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
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JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.