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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$553M
AUM Growth
+$272M
Cap. Flow
+$263M
Cap. Flow %
47.49%
Top 10 Hldgs %
79.98%
Holding
716
New
48
Increased
114
Reduced
85
Closed
43

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$111M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$40.8M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$22.9M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$14.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.75M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$987K
3
FM
iShares Frontier and Select EM ETF
FM
+$549K
4
HPQ icon
HP
HPQ
+$305K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$214K

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.26%
3 Financials 1.16%
4 Healthcare 0.89%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
651
Pinnacle West Capital
PNW
$12.3B
– –
-1,700
Closed -$109K
PPL
652
PPL Corp
PPL
$26.8B
– –
-2,000
Closed -$66K
RIG icon
653
Transocean
RIG
$5.62B
$0 ﹤0.01%
26
– –
SBSW icon
654
Sibanye-Stillwater
SBSW
$6.43B
$0 ﹤0.01%
27
– –
SLF icon
655
Sun Life Financial
SLF
$45.9B
– –
-1,262
Closed -$41K
SNOA icon
656
Sonoma Pharmaceuticals
SNOA
$5.41M
– –
0
– –
SRL icon
657
Scully Royalty
SRL
$76.9M
$0 ﹤0.01%
2
– –
TCPC icon
658
BlackRock TCP Capital
TCPC
$273M
– –
-606
Closed -$8K
TENX icon
659
Tenax Therapeutics
TENX
$401M
– –
0
– –
TRX icon
660
TRX Gold Corp
TRX
$266M
$0 ﹤0.01%
200
– –
TTMI icon
661
TTM Technologies
TTMI
$12B
$0 ﹤0.01%
25
– –
UI icon
662
Ubiquiti
UI
$32.3B
– –
-300
Closed -$10K
UUUU icon
663
Energy Fuels
UUUU
$2.93B
$0 ﹤0.01%
3
– –
VC icon
664
Visteon
VC
$2.8B
$0 ﹤0.01%
3
– –
X
665
DELISTED
US Steel
X
– –
-10
Closed –
XLF icon
666
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
– –
-822
Closed -$16K
YELP icon
667
Yelp
YELP
$1.44B
$0 ﹤0.01%
15
– –
GAP
668
The Gap Inc
GAP
$7.34B
$0 ﹤0.01%
+2
New +$53
TCS
669
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-34
Closed -$7K
MRO
670
DELISTED
Marathon Oil Corporation
MRO
– –
-107
Closed -$2K
THMO
671
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
CEQP
672
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-180
Closed –
MGI
673
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
16
– –
TGP
674
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-284
Closed -$7K
NAV
675
DELISTED
Navistar International
NAV
– –
-83
Closed -$1K
25 26
27
28 29

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2015 Portfolio in Review

As of Q4 2015, Allworth Financial held 716 positions worth $553M, up 97% from $281M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial deployed $263M of net new capital in Q4 2015, opening 48 new positions and adding to 114 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 3.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $6.75M trimmed.

  • Allworth Financial's largest Q4 2015 buy was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $111M increase.
  • Allworth Financial's biggest Q4 2015 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $6.75M.
  • Allworth Financial fully exited Pinnacle West Capital in Q4 2015, selling an estimated $109K.
  • Allworth Financial's ten largest holdings make up 80% of its $553M portfolio in Q4 2015.
  • Allworth Financial opened 48 new positions and closed 43 in Q4 2015.
  • Allworth Financial's portfolio value rose 97% quarter-over-quarter to $553M.

Based on Allworth Financial's 13F filing for Q4 2015, filed 16 Feb 2016.