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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNY icon
626
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$11K ﹤0.01%
+228
New +$10.6K
HBI
627
DELISTED
Hanesbrands
HBI
$11K ﹤0.01%
723
– –
IDA icon
628
Idacorp
IDA
$8.27B
$11K ﹤0.01%
103
+1
+1% +$107
IYF icon
629
iShares US Financials ETF
IYF
$4.67B
$11K ﹤0.01%
154
– –
LUMN icon
630
Lumen
LUMN
$6.57B
$11K ﹤0.01%
839
-12
-1% -$161
LYV icon
631
Live Nation Entertainment
LYV
$40.6B
$11K ﹤0.01%
159
– –
NGG icon
632
National Grid
NGG
$80.4B
$11K ﹤0.01%
207
– –
OMC icon
633
Omnicom Group
OMC
$21.6B
$11K ﹤0.01%
132
– –
PID icon
634
Invesco International Dividend Achievers ETF
PID
$926M
$11K ﹤0.01%
624
+8
+1% +$131
SCHP icon
635
Schwab US TIPS ETF
SCHP
$16.3B
$11K ﹤0.01%
388
+312
+411% +$8.84K
CTXS
636
DELISTED
Citrix Systems Inc
CTXS
$11K ﹤0.01%
100
– –
MBII
637
DELISTED
Marrone Bio Innovations, Inc.
MBII
$11K ﹤0.01%
11,266
– –
XLNX
638
DELISTED
Xilinx Inc
XLNX
$11K ﹤0.01%
114
+1
+0.9% +$94
MDP
639
DELISTED
Meredith Corporation
MDP
$11K ﹤0.01%
336
– –
BSTC
640
DELISTED
BioSpecifics Technologies Corp.
BSTC
$11K ﹤0.01%
200
– –
AON icon
641
Aon
AON
$76.5B
$10K ﹤0.01%
50
– –
BMRN icon
642
BioMarin Pharmaceuticals
BMRN
$11.6B
$10K ﹤0.01%
+115
New +$8.69K
CC icon
643
Chemours
CC
$2.5B
$10K ﹤0.01%
567
+80
+16% +$1.33K
CDNA icon
644
CareDx
CDNA
$2.26B
$10K ﹤0.01%
450
– –
DVN icon
645
Devon Energy
DVN
$52.1B
$10K ﹤0.01%
366
+1
+0.3% +$23
FLOT icon
646
iShares Floating Rate Bond ETF
FLOT
$10.2B
$10K ﹤0.01%
200
– –
GIB icon
647
CGI
GIB
$15.1B
$10K ﹤0.01%
125
– –
HEI icon
648
HEICO Corp
HEI
$49.8B
$10K ﹤0.01%
85
– –
HUM icon
649
Humana
HUM
$43.7B
$10K ﹤0.01%
26
– –
IYJ icon
650
iShares US Industrials ETF
IYJ
$1.98B
$10K ﹤0.01%
124
– –
24 25
26
27 28

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CS
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.