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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$553M
AUM Growth
+$272M
Cap. Flow
+$263M
Cap. Flow %
47.49%
Top 10 Hldgs %
79.98%
Holding
716
New
48
Increased
114
Reduced
85
Closed
43

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$111M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$40.8M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$22.9M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$14.8M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.75M
2
IDV icon
iShares International Select Dividend ETF
IDV
+$987K
3
FM
iShares Frontier and Select EM ETF
FM
+$549K
4
HPQ icon
HP
HPQ
+$305K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$214K

Sector Composition

Rank Sector Weight
1 Technology 2.06%
2 Communication Services 1.26%
3 Financials 1.16%
4 Healthcare 0.89%
5 Energy 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFR icon
626
Cullen/Frost Bankers
CFR
$10.5B
– –
-201
Closed -$13K
COOP
627
DELISTED
Mr. Cooper
COOP
$0 ﹤0.01%
2
– –
CX icon
628
Cemex
CX
$16.9B
$0 ﹤0.01%
61
– –
DBEF icon
629
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
– –
-121
Closed -$3K
DNN icon
630
Denison Mines
DNN
$2.43B
$0 ﹤0.01%
124
– –
EWG icon
631
iShares MSCI Germany ETF
EWG
$1.56B
– –
-1,805
Closed -$45K
GBDC icon
632
Golub Capital BDC
GBDC
$3.33B
– –
-566
Closed -$9K
GFI icon
633
Gold Fields
GFI
$28.8B
$0 ﹤0.01%
100
– –
B
634
Barrick Mining
B
$60.9B
$0 ﹤0.01%
60
– –
GSG icon
635
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1B
– –
-150
Closed -$3K
HII icon
636
Huntington Ingalls Industries
HII
$11B
$0 ﹤0.01%
1
– –
HMY icon
637
Harmony Gold Mining
HMY
$9.7B
$0 ﹤0.01%
6
– –
KGC icon
638
Kinross Gold
KGC
$27.7B
$0 ﹤0.01%
65
– –
LEU icon
639
Centrus Energy
LEU
$3.14B
$0 ﹤0.01%
40
– –
LITE icon
640
Lumentum
LITE
$46.9B
– –
-37
Closed -$1K
LNG icon
641
Cheniere Energy
LNG
$54.2B
$0 ﹤0.01%
13
– –
MANU icon
642
Manchester United
MANU
$4.03B
$0 ﹤0.01%
5
– –
MPC icon
643
Marathon Petroleum
MPC
$90.1B
– –
-105
Closed -$5K
MTB icon
644
M&T Bank
MTB
$36.3B
– –
-499
Closed -$61K
MYGN icon
645
Myriad Genetics
MYGN
$476M
– –
-286
Closed -$11K
NEM icon
646
Newmont
NEM
$96.2B
$0 ﹤0.01%
12
– –
NWSA icon
647
News Corp Class A
NWSA
$15.6B
– –
-13
Closed –
PAAS icon
648
Pan American Silver
PAAS
$17.9B
$0 ﹤0.01%
35
– –
PBR icon
649
Petrobras
PBR
$120B
$0 ﹤0.01%
10
– –
PHK
650
PIMCO High Income Fund
PHK
$856M
– –
-14
Closed –
24 25
26
27 28

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2015 Portfolio in Review

As of Q4 2015, Allworth Financial held 716 positions worth $553M, up 97% from $281M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Allworth Financial deployed $263M of net new capital in Q4 2015, opening 48 new positions and adding to 114 existing holdings. Its largest new stake was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, down from 3.8% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $6.75M trimmed.

  • Allworth Financial's largest Q4 2015 buy was iShares MSCI Emerging Markets Small-Cap ETF: 55,152 shares worth $2.25M.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q4 2015, an estimated $111M increase.
  • Allworth Financial's biggest Q4 2015 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $6.75M.
  • Allworth Financial fully exited Pinnacle West Capital in Q4 2015, selling an estimated $109K.
  • Allworth Financial's ten largest holdings make up 80% of its $553M portfolio in Q4 2015.
  • Allworth Financial opened 48 new positions and closed 43 in Q4 2015.
  • Allworth Financial's portfolio value rose 97% quarter-over-quarter to $553M.

Based on Allworth Financial's 13F filing for Q4 2015, filed 16 Feb 2016.