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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
601
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$13K ﹤0.01%
224
+2
+0.9% +$115
SWKS icon
602
Skyworks Solutions
SWKS
$9.37B
$13K ﹤0.01%
111
– –
TGNA
603
DELISTED
TEGNA Inc
TGNA
$13K ﹤0.01%
771
+1
+0.1% +$16
MFGP
604
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$13K ﹤0.01%
911
-118
-11% -$1.63K
BAX icon
605
Baxter International
BAX
$13.5B
$12K ﹤0.01%
143
– –
BR icon
606
Broadridge
BR
$17.8B
$12K ﹤0.01%
96
+22
+30% +$2.69K
CMF icon
607
iShares California Muni Bond ETF
CMF
$4.55B
$12K ﹤0.01%
194
– –
CPB icon
608
Campbell Soup
CPB
$6.55B
$12K ﹤0.01%
250
– –
CUZ icon
609
Cousins Properties
CUZ
$5.19B
$12K ﹤0.01%
303
– –
FTCS icon
610
First Trust Capital Strength ETF
FTCS
$7.91B
$12K ﹤0.01%
+194
New +$11.3K
IYG icon
611
iShares US Financial Services ETF
IYG
$2.16B
$12K ﹤0.01%
231
– –
LUV icon
612
Southwest Airlines
LUV
$22B
$12K ﹤0.01%
218
– –
QURE icon
613
uniQure
QURE
$3.03B
$12K ﹤0.01%
+164
New +$9.01K
RWT
614
Redwood Trust
RWT
$574M
$12K ﹤0.01%
700
– –
SU icon
615
Suncor Energy
SU
$79.4B
$12K ﹤0.01%
377
+1
+0.3% +$31
TMO icon
616
Thermo Fisher Scientific
TMO
$213B
$12K ﹤0.01%
36
– –
XLP icon
617
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$12K ﹤0.01%
186
+135
+265% +$8.32K
TVRD
618
Tvardi Therapeutics
TVRD
$19.7M
$12K ﹤0.01%
20
– –
DNKN
619
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$12K ﹤0.01%
155
– –
CY
620
DELISTED
Cypress Semiconductor
CY
$12K ﹤0.01%
493
– –
BTI icon
621
British American Tobacco
BTI
$131B
$11K ﹤0.01%
267
– –
EDOW icon
622
First Trust Dow 30 Equal Weight ETF
EDOW
$315M
$11K ﹤0.01%
+426
New +$10.7K
EPAM icon
623
EPAM Systems
EPAM
$5.51B
$11K ﹤0.01%
52
– –
ESGD icon
624
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
$11K ﹤0.01%
+167
New +$11.1K
ESGU icon
625
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$11K ﹤0.01%
+156
New +$10.6K
23 24
25
26 27

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.