We are live on ! Find out more
AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
601
State Street
STT
$48.4B
$2K ﹤0.01%
34
– –
TJX icon
602
TJX Companies
TJX
$179B
$2K ﹤0.01%
56
– –
VB icon
603
Vanguard Small-Cap ETF
VB
$78.9B
$2K ﹤0.01%
15
– –
VRTX icon
604
Vertex Pharmaceuticals
VRTX
$123B
$2K ﹤0.01%
26
– –
WMB icon
605
Williams Companies
WMB
$85.8B
$2K ﹤0.01%
+78
New +$2.07K
XRX icon
606
Xerox
XRX
$345M
$2K ﹤0.01%
61
– –
ZBH icon
607
Zimmer Biomet
ZBH
$18.8B
$2K ﹤0.01%
18
– –
CDMO
608
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2K ﹤0.01%
686
– –
EGRX
609
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$2K ﹤0.01%
35
– –
LCI
610
DELISTED
Lannett Company, Inc.
LCI
$2K ﹤0.01%
+18
New +$2.2K
TEN
611
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2K ﹤0.01%
30
– –
SMED
612
DELISTED
Sharps Compliance Corp
SMED
$2K ﹤0.01%
+500
New +$2.42K
BSCL
613
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2K ﹤0.01%
+80
New +$1.73K
JAX
614
DELISTED
J. Alexander's Holdings, Inc.
JAX
$2K ﹤0.01%
230
– –
CHKR
615
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$2K ﹤0.01%
1,142
– –
IDTI
616
DELISTED
Integrated Device Technology I
IDTI
$2K ﹤0.01%
100
– –
WFM
617
DELISTED
Whole Foods Market Inc
WFM
$2K ﹤0.01%
80
+40
+100% +$1.23K
PWE
618
DELISTED
Penn West Energy Petroleum Ltd
PWE
$2K ﹤0.01%
1,000
– –
JNS
619
DELISTED
Janus Capital Group Inc
JNS
$2K ﹤0.01%
113
– –
DISH
620
DELISTED
DISH Network Corp.
DISH
$2K ﹤0.01%
43
– –
BSCM
621
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2K ﹤0.01%
+80
New +$1.73K
OREX
622
DELISTED
Orexigen Therapeutics, Inc.
OREX
$2K ﹤0.01%
+500
New +$1.89K
ACCO icon
623
Acco Brands
ACCO
$399M
$1K ﹤0.01%
82
– –
AEG icon
624
Aegon
AEG
$13.3B
$1K ﹤0.01%
407
-14
-3% -$42
BCS icon
625
Barclays
BCS
$87.8B
$1K ﹤0.01%
116
– –
23 24
25
26 27

Similar funds

Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.