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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
576
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$15K ﹤0.01%
280
– –
FITB
577
Fifth Third Bancorp
FITB
$51.2B
$15K ﹤0.01%
+500
New +$14.7K
HTGC icon
578
Hercules Capital
HTGC
$3.07B
$15K ﹤0.01%
1,077
+26
+2% +$361
WU icon
579
Western Union
WU
$1.98B
$15K ﹤0.01%
552
+3
+0.5% +$78
ARTY
580
iShares Future AI & Tech ETF
ARTY
$3.49B
$15K ﹤0.01%
+546
New +$13.9K
FLEU
581
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN Series B
FLEU
$15K ﹤0.01%
93
– –
EHC icon
582
Encompass Health
EHC
$11B
$14K ﹤0.01%
+251
New +$13.6K
FEX icon
583
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$14K ﹤0.01%
216
+1
+0.5% +$63
FXO icon
584
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$14K ﹤0.01%
430
– –
ROST icon
585
Ross Stores
ROST
$80.5B
$14K ﹤0.01%
123
– –
SONY icon
586
Sony
SONY
$137B
$14K ﹤0.01%
1,020
– –
TSN icon
587
Tyson Foods
TSN
$20.4B
$14K ﹤0.01%
150
– –
USO icon
588
United States Oil Fund
USO
$2.15B
$14K ﹤0.01%
136
– –
VHT icon
589
Vanguard Health Care ETF
VHT
$18.1B
$14K ﹤0.01%
74
+12
+19% +$2.15K
WAB icon
590
Wabtec
WAB
$49.1B
$14K ﹤0.01%
183
-16
-8% -$1.18K
XBI icon
591
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$14K ﹤0.01%
151
+103
+215% +$8.91K
ALE
592
DELISTED
Allete
ALE
$13K ﹤0.01%
166
– –
BLK icon
593
Blackrock
BLK
$169B
$13K ﹤0.01%
25
– –
CGW icon
594
Invesco S&P Global Water Index ETF
CGW
$1.05B
$13K ﹤0.01%
325
-95
-23% -$3.75K
FCX icon
595
Freeport-McMoran
FCX
$90B
$13K ﹤0.01%
1,020
– –
FTV icon
596
Fortive
FTV
$17.9B
$13K ﹤0.01%
278
– –
PPLI
597
People Inc
PPLI
$3.09B
$13K ﹤0.01%
291
– –
MFC icon
598
Manulife Financial
MFC
$73.9B
$13K ﹤0.01%
632
– –
NEA icon
599
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$13K ﹤0.01%
910
+13
+1% +$185
OHI icon
600
Omega Healthcare
OHI
$15.1B
$13K ﹤0.01%
300
– –
22 23
24
25 26

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.