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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$987M
AUM Growth
+$36.4M
Cap. Flow
+$126M
Cap. Flow %
12.74%
Top 10 Hldgs %
88.85%
Holding
786
New
44
Increased
105
Reduced
134
Closed
67

Top Buys

Rank Stock Value
1
MET icon
MetLife
MET
+$48.3M
2
VOYA icon
Voya Financial
VOYA
+$45M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.9M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.28M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.74M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.36M
2
DVY icon
iShares Select Dividend ETF
DVY
+$991K
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$541K
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$404K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$403K

Sector Composition

Rank Sector Weight
1 Technology 1.47%
2 Financials 0.96%
3 Communication Services 0.96%
4 Energy 0.7%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWC icon
576
iShares MSCI Canada ETF
EWC
$6.12B
$2K ﹤0.01%
+59
New +$1.52K
EWG icon
577
iShares MSCI Germany ETF
EWG
$1.56B
$2K ﹤0.01%
80
– –
FFA
578
First Trust Enhanced Equity Income Fund
FFA
$446M
$2K ﹤0.01%
+183
New +$2.45K
GM icon
579
General Motors
GM
$80.9B
$2K ﹤0.01%
51
+31
+155% +$1.04K
HL icon
580
Hecla Mining
HL
$9.49B
$2K ﹤0.01%
354
– –
IGSB icon
581
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2K ﹤0.01%
42
-224
-84% -$11.8K
BRSL
582
Brightstar Lottery PLC
BRSL
$1.9B
$2K ﹤0.01%
+90
New +$2.41K
ING icon
583
ING
ING
$92.9B
$2K ﹤0.01%
177
– –
IRDM icon
584
Iridium Communications
IRDM
$4.7B
$2K ﹤0.01%
200
– –
JNK icon
585
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$2K ﹤0.01%
16
– –
KMX icon
586
CarMax
KMX
$8.39B
$2K ﹤0.01%
24
– –
MAR icon
587
Marriott International
MAR
$100B
$2K ﹤0.01%
25
– –
MNKD icon
588
MannKind Corp
MNKD
$1.19B
$2K ﹤0.01%
700
+600
+600% +$1.74K
NOK icon
589
Nokia
NOK
$46.9B
$2K ﹤0.01%
369
– –
NTGR icon
590
NETGEAR
NTGR
$612M
$2K ﹤0.01%
+40
New +$2.14K
PIPR icon
591
Piper Sandler
PIPR
$4.99B
$2K ﹤0.01%
108
– –
PUK icon
592
Prudential
PUK
$36.4B
$2K ﹤0.01%
56
– –
SEE
593
DELISTED
Sealed Air
SEE
$2K ﹤0.01%
55
– –
TFI icon
594
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$2K ﹤0.01%
+47
New +$2.27K
TJX icon
595
TJX Companies
TJX
$179B
$2K ﹤0.01%
56
– –
USA icon
596
Liberty All-Star Equity Fund
USA
$1.78B
$2K ﹤0.01%
+483
New +$2.45K
VB icon
597
Vanguard Small-Cap ETF
VB
$78.9B
$2K ﹤0.01%
15
– –
VIAV icon
598
Viavi Solutions
VIAV
$7.95B
$2K ﹤0.01%
202
– –
VRTX icon
599
Vertex Pharmaceuticals
VRTX
$123B
$2K ﹤0.01%
26
– –
VTRS icon
600
Viatris
VTRS
$20.8B
$2K ﹤0.01%
42
-300
-88% -$11.1K
22 23
24
25 26

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q4 2016 Portfolio in Review

As of Q4 2016, Allworth Financial held 786 positions worth $987M, up 3.8% from $951M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $126M of net new capital in Q4 2016, opening 44 new positions and adding to 105 existing holdings. Its largest new stake was Voya Financial: 1,277,883 shares worth $1.28M.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, down from 1.5% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.36M trimmed.

  • Allworth Financial's largest Q4 2016 buy was Voya Financial: 1,277,883 shares worth $1.28M.
  • Allworth Financial added most to MetLife in Q4 2016, an estimated $48.3M increase.
  • Allworth Financial's biggest Q4 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.36M.
  • Allworth Financial fully exited Tableau Software, Inc. in Q4 2016, selling an estimated $134K.
  • Allworth Financial's ten largest holdings make up 89% of its $987M portfolio in Q4 2016.
  • Allworth Financial opened 44 new positions and closed 67 in Q4 2016.
  • Allworth Financial's portfolio value rose 3.8% quarter-over-quarter to $987M.

Based on Allworth Financial's 13F filing for Q4 2016, filed 2 Feb 2017.