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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGV icon
551
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
$17K ﹤0.01%
370
– –
IWS icon
552
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$17K ﹤0.01%
183
– –
LEN icon
553
Lennar Class A
LEN
$19.8B
$17K ﹤0.01%
310
– –
MGM icon
554
MGM Resorts International
MGM
$11.4B
$17K ﹤0.01%
+500
New +$15.2K
NWN icon
555
Northwest Natural Holdings
NWN
$2.06B
$17K ﹤0.01%
230
– –
PGX icon
556
Invesco Preferred ETF
PGX
$3.81B
$17K ﹤0.01%
1,148
-2
-0.2% -$30
SPCE icon
557
Virgin Galactic
SPCE
$328M
$17K ﹤0.01%
+72
New +$14.1K
WGO icon
558
Winnebago Industries
WGO
$856M
$17K ﹤0.01%
315
– –
AIZ icon
559
Assurant
AIZ
$13.8B
$16K ﹤0.01%
122
– –
AWR icon
560
American States Water
AWR
$3.36B
$16K ﹤0.01%
184
– –
BCX icon
561
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$16K ﹤0.01%
1,993
+39
+2% +$298
FAAR icon
562
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$16K ﹤0.01%
+621
New +$16.2K
IEF icon
563
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$16K ﹤0.01%
148
+117
+377% +$13K
NAD icon
564
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$16K ﹤0.01%
1,109
+17
+2% +$246
NFG icon
565
National Fuel Gas
NFG
$7.82B
$16K ﹤0.01%
348
– –
PPL
566
PPL Corp
PPL
$26.5B
$16K ﹤0.01%
+438
New +$14.7K
SMH icon
567
VanEck Semiconductor ETF
SMH
$65.2B
$16K ﹤0.01%
+224
New +$14.7K
SNAP icon
568
Snap
SNAP
$7.89B
$16K ﹤0.01%
1,000
-400
-29% -$5.89K
SOXX icon
569
iShares Semiconductor ETF
SOXX
$41.7B
$16K ﹤0.01%
189
– –
SSD icon
570
Simpson Manufacturing
SSD
$7.72B
$16K ﹤0.01%
200
– –
STAG icon
571
STAG Industrial
STAG
$7.38B
$16K ﹤0.01%
500
– –
TDC icon
572
Teradata
TDC
$2.92B
$16K ﹤0.01%
582
– –
BRSP
573
BrightSpire Capital
BRSP
$634M
$15K ﹤0.01%
1,103
+32
+3% +$435
CSM icon
574
ProShares Large Cap Core Plus
CSM
$518M
$15K ﹤0.01%
400
– –
DTE icon
575
DTE Energy
DTE
$29.5B
$15K ﹤0.01%
134
– –
21 22
23
24 25

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.