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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$951M
AUM Growth
+$58.5M
Cap. Flow
+$39.2M
Cap. Flow %
4.13%
Top 10 Hldgs %
88.52%
Holding
785
New
100
Increased
173
Reduced
85
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$23.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.39M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.77M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.52M
5
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$2.1M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.18M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.61M
3
DVY icon
iShares Select Dividend ETF
DVY
+$1.02M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$812K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$626K

Sector Composition

Rank Sector Weight
1 Technology 1.52%
2 Communication Services 0.95%
3 Financials 0.64%
4 Healthcare 0.6%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
551
American International
AIG
$42.5B
$3K ﹤0.01%
54
+7
+15% +$400
ARCC icon
552
Ares Capital
ARCC
$13.4B
$3K ﹤0.01%
169
– –
AZN icon
553
AstraZeneca
AZN
$269B
$3K ﹤0.01%
50
– –
BCE icon
554
BCE
BCE
$20.8B
$3K ﹤0.01%
+75
New +$3.55K
COF icon
555
Capital One
COF
$128B
$3K ﹤0.01%
36
– –
CSX icon
556
CSX Corp
CSX
$94B
$3K ﹤0.01%
276
– –
DBC icon
557
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$3K ﹤0.01%
232
– –
DD icon
558
DuPont de Nemours
DD
$18.6B
$3K ﹤0.01%
26
-140
-84% -$18.7K
DDD icon
559
3D Systems Corp
DDD
$405M
$3K ﹤0.01%
+150
New +$2.25K
EBAY icon
560
eBay
EBAY
$51.2B
$3K ﹤0.01%
100
– –
ENTA icon
561
Enanta Pharmaceuticals
ENTA
$362M
$3K ﹤0.01%
+100
New +$2.32K
ESP icon
562
Espey Mfg & Electronics Corp
ESP
$170M
$3K ﹤0.01%
100
– –
FEZ icon
563
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$3K ﹤0.01%
95
– –
GDV icon
564
Gabelli Dividend & Income Trust
GDV
$2.59B
$3K ﹤0.01%
+164
New +$3.22K
ICE icon
565
Intercontinental Exchange
ICE
$87.2B
$3K ﹤0.01%
50
– –
IJT icon
566
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$3K ﹤0.01%
+44
New +$2.97K
KMI icon
567
Kinder Morgan
KMI
$70.9B
$3K ﹤0.01%
122
+93
+321% +$1.97K
LMNR icon
568
Limoneira
LMNR
$244M
$3K ﹤0.01%
140
– –
NAT icon
569
Nordic American Tanker
NAT
$1.36B
$3K ﹤0.01%
302
– –
NLY icon
570
Annaly Capital Management
NLY
$17.3B
$3K ﹤0.01%
77
– –
PBW icon
571
Invesco WilderHill Clean Energy ETF
PBW
$379M
$3K ﹤0.01%
146
– –
PLAB icon
572
Photronics
PLAB
$1.65B
$3K ﹤0.01%
300
– –
PLD icon
573
Prologis
PLD
$136B
$3K ﹤0.01%
65
– –
SEE
574
DELISTED
Sealed Air
SEE
$3K ﹤0.01%
+55
New +$2.59K
TNL icon
575
Travel + Leisure Co
TNL
$4.76B
$3K ﹤0.01%
91
– –
21 22
23
24 25

Similar funds

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Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q3 2016 Portfolio in Review

As of Q3 2016, Allworth Financial held 785 positions worth $951M, up 6.6% from $892M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $39.2M of net new capital in Q3 2016, opening 100 new positions and adding to 173 existing holdings. Its largest new stake was Alexander & Baldwin: 5,280 shares worth $203K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.18M trimmed.

  • Allworth Financial's largest Q3 2016 buy was Alexander & Baldwin: 5,280 shares worth $203K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2016, an estimated $23.8M increase.
  • Allworth Financial's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.18M.
  • Allworth Financial fully exited Alcoa in Q3 2016, selling an estimated $196K.
  • Allworth Financial's ten largest holdings make up 89% of its $951M portfolio in Q3 2016.
  • Allworth Financial opened 100 new positions and closed 45 in Q3 2016.
  • Allworth Financial's portfolio value rose 6.6% quarter-over-quarter to $951M.

Based on Allworth Financial's 13F filing for Q3 2016, filed 7 Feb 2017.