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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$5.99B
AUM Growth
+$583M
Cap. Flow
+$639M
Cap. Flow %
10.66%
Top 10 Hldgs %
61.06%
Holding
2,035
New
426
Increased
743
Reduced
169
Closed
46

Top Buys

Rank Stock Value
1
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$76.3M
2
BND icon
Vanguard Total Bond Market
BND
+$40.7M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.2M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$35.3M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$26.6M

Top Sells

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$17.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.81M
3
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$5.14M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.83M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.58M

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.02%
3 Communication Services 0.71%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
526
Waste Management
WM
$89.4B
$162K ﹤0.01%
1,084
+113
+12% +$16.9K
TDY icon
527
Teledyne Technologies
TDY
$31.7B
$161K ﹤0.01%
375
– –
IBDQ
528
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$160K ﹤0.01%
5,977
– –
RCL icon
529
Royal Caribbean
RCL
$87.3B
$158K ﹤0.01%
1,778
+359
+25% +$29K
BOCH
530
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$158K ﹤0.01%
10,387
– –
ALLE icon
531
Allegion
ALLE
$14.2B
$157K ﹤0.01%
1,191
+80
+7% +$11.1K
DFS
532
DELISTED
Discover Financial Services
DFS
$156K ﹤0.01%
1,270
+1
+0.1% +$125
SCHZ icon
533
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$156K ﹤0.01%
5,740
+28
+0.5% +$768
NKE icon
534
Nike
NKE
$61.8B
$155K ﹤0.01%
1,065
+25
+2% +$4.08K
CFG icon
535
Citizens Financial Group
CFG
$31.2B
$154K ﹤0.01%
3,287
+2,625
+397% +$115K
GD icon
536
General Dynamics
GD
$104B
$152K ﹤0.01%
777
+114
+17% +$22.3K
SAIA icon
537
Saia
SAIA
$9.62B
$152K ﹤0.01%
+640
New +$148K
VEEV icon
538
Veeva Systems
VEEV
$34.4B
$152K ﹤0.01%
528
– –
EEMS icon
539
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$368M
$151K ﹤0.01%
2,498
– –
SCHF icon
540
Schwab International Equity ETF
SCHF
$68.3B
$150K ﹤0.01%
7,728
+918
+13% +$18.3K
FXH icon
541
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$149K ﹤0.01%
1,254
– –
EWX icon
542
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$684M
$148K ﹤0.01%
2,530
– –
BCE icon
543
BCE
BCE
$20.4B
$147K ﹤0.01%
2,935
+2,677
+1,038% +$135K
GLW icon
544
Corning
GLW
$137B
$146K ﹤0.01%
4,011
+20
+0.5% +$799
IOO icon
545
iShares Global 100 ETF
IOO
$9.19B
$146K ﹤0.01%
2,058
+1,038
+102% +$76K
OTIS icon
546
Otis Worldwide
OTIS
$27.7B
$145K ﹤0.01%
1,757
+399
+29% +$35.1K
WH icon
547
Wyndham Hotels & Resorts
WH
$5.73B
$145K ﹤0.01%
1,881
+1,825
+3,259% +$131K
NTUS
548
DELISTED
Natus Medical Inc
NTUS
$145K ﹤0.01%
5,789
– –
ENTG icon
549
Entegris
ENTG
$22.2B
$144K ﹤0.01%
1,147
+1,075
+1,493% +$130K
HCA icon
550
HCA Healthcare
HCA
$88.8B
$143K ﹤0.01%
+589
New +$144K
20 21
22
23 24

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CS
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SC
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EARNEST Partners
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JG
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Allworth Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Allworth Financial held 2,035 positions worth $5.99B, up 11% from $5.41B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Allworth Financial deployed $639M of net new capital in Q3 2021, opening 426 new positions and adding to 743 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR ICE Preferred Securities ETF, an estimated $17.2M trimmed.

  • Allworth Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,003,454 shares worth $26M.
  • Allworth Financial added most to Vanguard Morningstar Mid-Cap ETF in Q3 2021, an estimated $76.3M increase.
  • Allworth Financial's biggest Q3 2021 reduction was State Street SPDR ICE Preferred Securities ETF, cutting an estimated $17.2M.
  • Allworth Financial fully exited CorVel in Q3 2021, selling an estimated $320K.
  • Allworth Financial's ten largest holdings make up 61% of its $5.99B portfolio in Q3 2021.
  • Allworth Financial opened 426 new positions and closed 46 in Q3 2021.
  • Allworth Financial's portfolio value rose 11% quarter-over-quarter to $5.99B.

Based on Allworth Financial's 13F filing for Q3 2021, filed 2 Nov 2021.