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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
526
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$13K ﹤0.01%
215
-63
-23% -$3.84K
MTB icon
527
M&T Bank
MTB
$35.7B
$13K ﹤0.01%
84
– –
NEA icon
528
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$13K ﹤0.01%
+897
New +$12.7K
NLY icon
529
Annaly Capital Management
NLY
$17.1B
$13K ﹤0.01%
378
-387
-51% -$13.9K
OHI icon
530
Omega Healthcare
OHI
$15.1B
$13K ﹤0.01%
+300
New +$11.7K
SIRI icon
531
SiriusXM
SIRI
$9.97B
$13K ﹤0.01%
215
-127
-37% -$7.81K
SOXX icon
532
iShares Semiconductor ETF
SOXX
$41.7B
$13K ﹤0.01%
189
– –
SPLV icon
533
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$13K ﹤0.01%
222
-107
-33% -$6.03K
STX icon
534
Seagate
STX
$194B
$13K ﹤0.01%
248
– –
TSN icon
535
Tyson Foods
TSN
$20.4B
$13K ﹤0.01%
150
– –
WU icon
536
Western Union
WU
$1.99B
$13K ﹤0.01%
549
+3
+0.5% +$65
TVRD
537
Tvardi Therapeutics
TVRD
$19.7M
$13K ﹤0.01%
20
– –
FLEU
538
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN Series B
FLEU
$13K ﹤0.01%
93
– –
CMF icon
539
iShares California Muni Bond ETF
CMF
$4.55B
$12K ﹤0.01%
194
– –
CPB icon
540
Campbell Soup
CPB
$6.55B
$12K ﹤0.01%
250
– –
FTV icon
541
Fortive
FTV
$17.9B
$12K ﹤0.01%
+278
New +$12.8K
LULU icon
542
lululemon athletica
LULU
$13.5B
$12K ﹤0.01%
+62
New +$11.6K
LUV icon
543
Southwest Airlines
LUV
$22B
$12K ﹤0.01%
218
-25
-10% -$1.31K
MFC icon
544
Manulife Financial
MFC
$73.9B
$12K ﹤0.01%
632
– –
SONY icon
545
Sony
SONY
$137B
$12K ﹤0.01%
1,020
– –
SU icon
546
Suncor Energy
SU
$79.4B
$12K ﹤0.01%
376
+1
+0.3% +$30
TGNA
547
DELISTED
TEGNA Inc
TGNA
$12K ﹤0.01%
770
– –
UNFI icon
548
United Natural Foods
UNFI
$3.08B
$12K ﹤0.01%
+1,000
New +$9.55K
USO icon
549
United States Oil Fund
USO
$2.15B
$12K ﹤0.01%
136
– –
WGO icon
550
Winnebago Industries
WGO
$856M
$12K ﹤0.01%
315
– –
20 21
22
23 24

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SC
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EARNEST Partners
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JG
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.