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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$987M
AUM Growth
+$36.4M
Cap. Flow
+$126M
Cap. Flow %
12.74%
Top 10 Hldgs %
88.85%
Holding
786
New
44
Increased
105
Reduced
134
Closed
67

Top Buys

Rank Stock Value
1
MET icon
MetLife
MET
+$48.3M
2
VOYA icon
Voya Financial
VOYA
+$45M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$12.9M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.28M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.74M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.36M
2
DVY icon
iShares Select Dividend ETF
DVY
+$991K
3
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$541K
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$404K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$403K

Sector Composition

Rank Sector Weight
1 Technology 1.47%
2 Financials 0.96%
3 Communication Services 0.96%
4 Energy 0.7%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
526
American International
AIG
$42.5B
$3K ﹤0.01%
47
-7
-13% -$440
ARCC icon
527
Ares Capital
ARCC
$13.4B
$3K ﹤0.01%
169
– –
BCE icon
528
BCE
BCE
$20.8B
$3K ﹤0.01%
75
– –
COF icon
529
Capital One
COF
$128B
$3K ﹤0.01%
36
– –
CSX icon
530
CSX Corp
CSX
$94B
$3K ﹤0.01%
276
– –
CTRA
531
DELISTED
Coterra Energy
CTRA
$3K ﹤0.01%
140
– –
CVI icon
532
CVR Energy
CVI
$3.48B
$3K ﹤0.01%
100
– –
EBAY icon
533
eBay
EBAY
$51.2B
$3K ﹤0.01%
100
– –
ENTA icon
534
Enanta Pharmaceuticals
ENTA
$362M
$3K ﹤0.01%
100
– –
ESP icon
535
Espey Mfg & Electronics Corp
ESP
$170M
$3K ﹤0.01%
100
– –
FEZ icon
536
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$3K ﹤0.01%
95
– –
GXC icon
537
State Street SPDR S&P China ETF
GXC
$456M
$3K ﹤0.01%
+45
New +$3.43K
HIG icon
538
Hartford Financial Services
HIG
$39.9B
$3K ﹤0.01%
54
– –
HYS icon
539
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$3K ﹤0.01%
+30
New +$2.97K
ICE icon
540
Intercontinental Exchange
ICE
$87.2B
$3K ﹤0.01%
50
– –
IWN icon
541
iShares Russell 2000 Value ETF
IWN
$14.3B
$3K ﹤0.01%
23
-151
-87% -$16.7K
LMNR icon
542
Limoneira
LMNR
$244M
$3K ﹤0.01%
140
– –
NAT icon
543
Nordic American Tanker
NAT
$1.36B
$3K ﹤0.01%
302
– –
NLY icon
544
Annaly Capital Management
NLY
$17.3B
$3K ﹤0.01%
77
– –
PBW icon
545
Invesco WilderHill Clean Energy ETF
PBW
$379M
$3K ﹤0.01%
146
– –
PLAB icon
546
Photronics
PLAB
$1.65B
$3K ﹤0.01%
300
– –
PLD icon
547
Prologis
PLD
$136B
$3K ﹤0.01%
65
– –
RWR icon
548
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$3K ﹤0.01%
+29
New +$2.66K
SGMO
549
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$3K ﹤0.01%
1,000
– –
STT icon
550
State Street
STT
$48.4B
$3K ﹤0.01%
34
– –
20 21
22
23 24

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
SO
STRS Ohio Columbus, Ohio $25.2B AUM 30.31% 1-Year Est. Return

Allworth Financial's Q4 2016 Portfolio in Review

As of Q4 2016, Allworth Financial held 786 positions worth $987M, up 3.8% from $951M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Allworth Financial deployed $126M of net new capital in Q4 2016, opening 44 new positions and adding to 105 existing holdings. Its largest new stake was Voya Financial: 1,277,883 shares worth $1.28M.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, down from 1.5% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.36M trimmed.

  • Allworth Financial's largest Q4 2016 buy was Voya Financial: 1,277,883 shares worth $1.28M.
  • Allworth Financial added most to MetLife in Q4 2016, an estimated $48.3M increase.
  • Allworth Financial's biggest Q4 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.36M.
  • Allworth Financial fully exited Tableau Software, Inc. in Q4 2016, selling an estimated $134K.
  • Allworth Financial's ten largest holdings make up 89% of its $987M portfolio in Q4 2016.
  • Allworth Financial opened 44 new positions and closed 67 in Q4 2016.
  • Allworth Financial's portfolio value rose 3.8% quarter-over-quarter to $987M.

Based on Allworth Financial's 13F filing for Q4 2016, filed 2 Feb 2017.