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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-7.49%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$281M
AUM Growth
+$839K
Cap. Flow
+$24.4M
Cap. Flow %
8.67%
Top 10 Hldgs %
71.91%
Holding
680
New
44
Increased
140
Reduced
40
Closed
12

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.17M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.13M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.68M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.78M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.19M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$360K
2
SCHF icon
Schwab International Equity ETF
SCHF
+$331K
3
CAA
CalAtlantic Group, Inc.
CAA
+$159K
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$159K
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$150K

Sector Composition

Rank Sector Weight
1 Technology 3.8%
2 Communication Services 2.38%
3 Financials 2.12%
4 Energy 1.71%
5 Consumer Staples 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVM icon
526
CEL-SCI Corp
CVM
$19.9M
$2K ﹤0.01%
4
– –
DE icon
527
Deere & Co
DE
$165B
$2K ﹤0.01%
32
– –
DHY
528
Credit Suisse High Yield Credit Fund
DHY
$240M
$2K ﹤0.01%
700
– –
EBAY icon
529
eBay
EBAY
$51.2B
$2K ﹤0.01%
100
-138
-58% -$3.71K
ESP icon
530
Espey Mfg & Electronics Corp
ESP
$170M
$2K ﹤0.01%
100
– –
EXK
531
Endeavour Silver
EXK
$2.24B
$2K ﹤0.01%
1,000
– –
HIG icon
532
Hartford Financial Services
HIG
$39.9B
$2K ﹤0.01%
54
– –
IAF
533
abrdn Australia Equity Fund
IAF
$122M
– –
0
– –
ICE icon
534
Intercontinental Exchange
ICE
$87.2B
$2K ﹤0.01%
50
– –
IWN icon
535
iShares Russell 2000 Value ETF
IWN
$14.3B
$2K ﹤0.01%
23
– –
JCI icon
536
Johnson Controls International
JCI
$85.1B
$2K ﹤0.01%
52
– –
LMNR icon
537
Limoneira
LMNR
$244M
$2K ﹤0.01%
140
– –
NGD
538
DELISTED
New Gold Inc
NGD
$2K ﹤0.01%
665
– –
NOC icon
539
Northrop Grumman
NOC
$76B
$2K ﹤0.01%
+10
New +$1.68K
NTRS icon
540
Northern Trust
NTRS
$21.8B
$2K ﹤0.01%
36
– –
PBT
541
Permian Basin Royalty Trust
PBT
$1.36B
– –
0
– –
PSO icon
542
Pearson
PSO
$10.6B
$2K ﹤0.01%
126
– –
PUK icon
543
Prudential
PUK
$36.4B
$2K ﹤0.01%
56
– –
SFL icon
544
SFL Corp
SFL
$1.61B
$2K ﹤0.01%
100
– –
STT icon
545
State Street
STT
$48.4B
$2K ﹤0.01%
34
– –
TJX icon
546
TJX Companies
TJX
$179B
$2K ﹤0.01%
56
– –
TPR icon
547
Tapestry
TPR
$30.3B
$2K ﹤0.01%
54
– –
ZBH icon
548
Zimmer Biomet
ZBH
$18.8B
$2K ﹤0.01%
18
– –
MRO
549
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
107
+1
+0.9% +$19
SRCL
550
DELISTED
Stericycle Inc
SRCL
$2K ﹤0.01%
15
– –
20 21
22
23 24

Similar funds

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CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q3 2015 Portfolio in Review

As of Q3 2015, Allworth Financial held 680 positions worth $281M, up 0.3% from $280M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Allworth Financial deployed $24.4M of net new capital in Q3 2015, opening 44 new positions and adding to 140 existing holdings. Its largest new stake was TIER REIT, Inc.: 3,995 shares worth $59K.

By sector, the portfolio is most concentrated in Technology at 3.8% of assets, down from 4% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Schwab US Broad Market ETF, an estimated $360K trimmed.

  • Allworth Financial's largest Q3 2015 buy was TIER REIT, Inc.: 3,995 shares worth $59K.
  • Allworth Financial added most to iShares Core US Aggregate Bond ETF in Q3 2015, an estimated $7.17M increase.
  • Allworth Financial's biggest Q3 2015 reduction was Schwab US Broad Market ETF, cutting an estimated $360K.
  • Allworth Financial fully exited CalAtlantic Group, Inc. in Q3 2015, selling an estimated $159K.
  • Allworth Financial's ten largest holdings make up 72% of its $281M portfolio in Q3 2015.
  • Allworth Financial opened 44 new positions and closed 12 in Q3 2015.
  • Allworth Financial's portfolio value rose 0.3% quarter-over-quarter to $281M.

Based on Allworth Financial's 13F filing for Q3 2015, filed 30 Oct 2015.