AF

Allworth Financial Portfolio holdings

AUM $24.6B
1-Year Est. Return 15.56%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+15.56%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$24.6B
AUM Growth
+$262M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,412
New
Increased
Reduced
Closed

Top Buys

1
+$217M
2
+$94.3M
3
+$70.3M
4
DFCF icon
Dimensional Core Fixed Income ETF
DFCF
+$58.8M
5
DUHP icon
Dimensional US High Profitability ETF
DUHP
+$52.1M

Top Sells

1
+$165M
2
+$39.8M
3
+$37.7M
4
KSEP
Innovator U.S. Small Cap Power Buffer ETF - September
KSEP
+$27.7M
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$26.4M

Sector Composition

1 Technology 6.69%
2 Financials 2.86%
3 Industrials 2.31%
4 Healthcare 2.25%
5 Consumer Discretionary 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MARB icon
5276
First Trust Merger Arbitrage ETF
MARB
$19.8M
– –
-3,236
MDIV icon
5277
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$412M
– –
-900
MOFG
5278
DELISTED
MidWestOne Financial Group
MOFG
– –
-541
MOTI icon
5279
VanEck Morningstar International Moat ETF
MOTI
$82.1M
– –
-33
MUE
5280
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-7,000
NGD
5281
DELISTED
New Gold Inc
NGD
– –
-3,060
NVX
5282
NOVONIX
NVX
$154M
– –
-1,000
OMFL icon
5283
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.75B
– –
-52
SVRN
5284
OceanPal Inc
SVRN
$18.8M
– –
0
PALL icon
5285
abrdn Physical Palladium Shares ETF
PALL
$750M
– –
-33
PBUS icon
5286
Invesco MSCI USA ETF
PBUS
$11.5B
– –
-90
PCH
5287
DELISTED
PotlatchDeltic
PCH
– –
-682
PFLD icon
5288
AAM Low Duration Preferred and Income Securities ETF
PFLD
$425M
– –
-533
PINK icon
5289
Simplify Health Care ETF
PINK
$264M
– –
-51
PLYM
5290
DELISTED
Plymouth Industrial REIT
PLYM
– –
-720
PSC icon
5291
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.13B
– –
-43
HTT
5292
High Templar Tech Ltd
HTT
$464M
– –
-44
QEMM icon
5293
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$51.2M
– –
-36
QIPT
5294
DELISTED
Quipt Home Medical
QIPT
– –
-2,156
QNCX icon
5295
Quince Therapeutics
QNCX
$22.5M
– –
-150
QTJA icon
5296
Innovator Growth Accelerated Plus ETF January
QTJA
$20.6M
– –
-4,826
RBOT
5297
DELISTED
Vicarious Surgical
RBOT
– –
-5,000
REVG
5298
DELISTED
REV Group
REVG
– –
-425
RFI
5299
Cohen & Steers Total Return Realty Fund
RFI
$301M
– –
-2,337
RNAM
5300
DELISTED
Avidity Biosciences
RNAM
– –
-595
209 210 211
212
213