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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
-14.88%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+115.01%
AUM
$3.01B
AUM Growth
+$163M
Cap. Flow
+$711M
Cap. Flow %
23.61%
Top 10 Hldgs %
64.81%
Holding
1,382
New
270
Increased
418
Reduced
122
Closed
44

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$671M
2
BND icon
Vanguard Total Bond Market
BND
+$322M
3
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$139M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$53.4M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$40.6M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$555M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$353M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$17.6M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.22M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.18M

Sector Composition

Rank Sector Weight
1 Technology 2%
2 Communication Services 0.84%
3 Financials 0.63%
4 Healthcare 0.62%
5 Industrials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
501
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$28K ﹤0.01%
1,034
-13,646
-93% -$369K
SCI icon
502
Service Corp International
SCI
$11.6B
$28K ﹤0.01%
703
+500
+246% +$23.3K
APTS
503
DELISTED
Preferred Apartment Communities, Inc.
APTS
$28K ﹤0.01%
3,945
+1,397
+55% +$15.2K
RDS.B
504
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$28K ﹤0.01%
871
+327
+60% +$15.3K
BMRC icon
505
Bank of Marin Bancorp
BMRC
$465M
$27K ﹤0.01%
900
– –
EXC icon
506
Exelon
EXC
$46.7B
$27K ﹤0.01%
1,025
-2,867
-74% -$90.2K
FTC icon
507
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$27K ﹤0.01%
445
+2
+0.5% +$141
HPS
508
John Hancock Preferred Income Fund III
HPS
$458M
$27K ﹤0.01%
2,000
– –
IP icon
509
International Paper
IP
$21.5B
$27K ﹤0.01%
918
– –
MGC icon
510
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$27K ﹤0.01%
294
+2
+0.7% +$213
PEG icon
511
Public Service Enterprise Group
PEG
$37.4B
$27K ﹤0.01%
600
– –
TD icon
512
Toronto Dominion Bank
TD
$200B
$27K ﹤0.01%
640
– –
CALM icon
513
Cal-Maine
CALM
$3.98B
$26K ﹤0.01%
+600
New +$22.7K
DOV icon
514
Dover
DOV
$28.4B
$26K ﹤0.01%
309
+96
+45% +$10.2K
FE icon
515
FirstEnergy
FE
$27.4B
$26K ﹤0.01%
653
+201
+44% +$9.34K
HFRO
516
Highland Opportunities and Income Fund
HFRO
$406M
$26K ﹤0.01%
3,035
– –
HST icon
517
Host Hotels & Resorts
HST
$16B
$26K ﹤0.01%
2,349
– –
MYI icon
518
BlackRock MuniYield Quality Fund III
MYI
$716M
$26K ﹤0.01%
2,008
– –
VAC icon
519
Marriott Vacations Worldwide
VAC
$4.28B
$26K ﹤0.01%
459
+55
+14% +$5.71K
VLO icon
520
Valero Energy
VLO
$87.2B
$26K ﹤0.01%
569
+235
+70% +$17.1K
WLY icon
521
John Wiley & Sons Class A
WLY
$2.72B
$26K ﹤0.01%
697
– –
TIF
522
DELISTED
Tiffany & Co.
TIF
$26K ﹤0.01%
200
– –
BIO icon
523
Bio-Rad Laboratories Class A
BIO
$9.16B
$25K ﹤0.01%
70
– –
CWBC
524
Community West Bancshares
CWBC
$689M
$25K ﹤0.01%
1,910
– –
FSK icon
525
FS KKR Capital
FSK
$3.28B
$25K ﹤0.01%
2,037
+648
+47% +$13.9K
19 20
21
22 23

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CS
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SC
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JG
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Allworth Financial's Q1 2020 Portfolio in Review

As of Q1 2020, Allworth Financial held 1,382 positions worth $3.01B, up 5.7% from $2.85B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Allworth Financial deployed $711M of net new capital in Q1 2020, opening 270 new positions and adding to 418 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 2% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $555M trimmed.

  • Allworth Financial's largest Q1 2020 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,017,656 shares worth $53.6M.
  • Allworth Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2020, an estimated $671M increase.
  • Allworth Financial's biggest Q1 2020 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $555M.
  • Allworth Financial fully exited Ladenburg Thalmann Financial Services Inc in Q1 2020, selling an estimated $151K.
  • Allworth Financial's ten largest holdings make up 65% of its $3.01B portfolio in Q1 2020.
  • Allworth Financial opened 270 new positions and closed 44 in Q1 2020.
  • Allworth Financial's portfolio value rose 5.7% quarter-over-quarter to $3.01B.

Based on Allworth Financial's 13F filing for Q1 2020, filed 17 Apr 2020.