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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.85B
AUM Growth
+$226M
Cap. Flow
+$84.2M
Cap. Flow %
2.96%
Top 10 Hldgs %
72.91%
Holding
1,159
New
140
Increased
365
Reduced
86
Closed
47

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$14.5M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.7M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$11.8M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.08M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.19M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$5.38M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$3.81M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.35M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$2.46M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.12M

Sector Composition

Rank Sector Weight
1 Technology 1.98%
2 Communication Services 0.86%
3 Financials 0.57%
4 Healthcare 0.43%
5 Consumer Staples 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDOC icon
501
Teladoc Health
TDOC
$1.22B
$23K ﹤0.01%
273
– –
VVV icon
502
Valvoline
VVV
$4.9B
$23K ﹤0.01%
1,076
– –
ETSY icon
503
Etsy
ETSY
$7.75B
$22K ﹤0.01%
500
– –
FE icon
504
FirstEnergy
FE
$28B
$22K ﹤0.01%
452
– –
FFC
505
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
$22K ﹤0.01%
+1,000
New +$21.4K
INTU icon
506
Intuit
INTU
$86.5B
$22K ﹤0.01%
85
– –
MTB icon
507
M&T Bank
MTB
$35.7B
$22K ﹤0.01%
132
+48
+57% +$7.79K
NTAP icon
508
NetApp
NTAP
$35B
$22K ﹤0.01%
353
– –
PCAR icon
509
PACCAR
PCAR
$69.8B
$22K ﹤0.01%
423
– –
P
510
Everpure Inc
P
$25.7B
$22K ﹤0.01%
1,300
– –
TSM icon
511
TSMC
TSM
$2.1T
$22K ﹤0.01%
375
+25
+7% +$1.33K
WEN icon
512
Wendy's
WEN
$1.4B
$22K ﹤0.01%
+1,000
New +$21.2K
STOR
513
DELISTED
STORE Capital Corporation
STOR
$22K ﹤0.01%
592
– –
AA icon
514
Alcoa
AA
$11.9B
$21K ﹤0.01%
985
-100
-9% -$2.07K
BKNG icon
515
Booking.com
BKNG
$149B
$21K ﹤0.01%
250
-625
-71% -$49.1K
EMN icon
516
Eastman Chemical
EMN
$8B
$21K ﹤0.01%
270
– –
FXD icon
517
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$21K ﹤0.01%
460
– –
FXR icon
518
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$21K ﹤0.01%
465
– –
VDC icon
519
Vanguard Consumer Staples ETF
VDC
$7.97B
$21K ﹤0.01%
130
+12
+10% +$1.88K
VIS icon
520
Vanguard Industrials ETF
VIS
$8.1B
$21K ﹤0.01%
138
+40
+41% +$6.02K
UMPQ
521
DELISTED
Umpqua Holdings Corp
UMPQ
$21K ﹤0.01%
1,212
– –
AGNC icon
522
AGNC Investment
AGNC
$12.4B
$20K ﹤0.01%
1,114
+255
+30% +$4.34K
FANG icon
523
Diamondback Energy
FANG
$57.1B
$20K ﹤0.01%
210
– –
FTSL icon
524
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$20K ﹤0.01%
+412
New +$19.5K
FTSM icon
525
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$20K ﹤0.01%
+339
New +$20.4K
19 20
21
22 23

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CS
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Voloridge Investment Management
Voloridge Investment Management Jupiter, Florida $25B AUM 28.08% 1-Year Est. Return
SC
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EARNEST Partners
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JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
Pathstone Holdings
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Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Allworth Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Allworth Financial held 1,159 positions worth $2.85B, up 8.6% from $2.62B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q4 2019 filing shows 140 new, 365 increased, 86 reduced and 47 closed positions. Its largest new stake was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M. The largest sale was State Street Blackstone Senior Loan ETF, an estimated $5.38M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, up from 1.8% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q4 2019 buy was FlexShares Ultra-Short Income Fund: 38,514 shares worth $2.92M.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q4 2019, an estimated $14.5M increase.
  • Allworth Financial's biggest Q4 2019 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $5.38M.
  • Allworth Financial fully exited Schwab US Dividend Equity ETF in Q4 2019, selling an estimated $77K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.85B portfolio in Q4 2019.
  • Allworth Financial opened 140 new positions and closed 47 in Q4 2019.
  • Allworth Financial's portfolio value rose 8.6% quarter-over-quarter to $2.85B.

Based on Allworth Financial's 13F filing for Q4 2019, filed 16 Jan 2020.