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AF

Allworth Financial Portfolio holdings

AUM $24.7B
1-Year Est. Return 15.55%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.55%
3 Year Est. Return
+40.96%
5 Year Est. Return
+37.38%
10 Year Est. Return
+114.67%
AUM
$2.62B
AUM Growth
+$57.3M
Cap. Flow
+$36.4M
Cap. Flow %
1.39%
Top 10 Hldgs %
73.47%
Holding
1,064
New
97
Increased
240
Reduced
135
Closed
46

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$28.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$27.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.9M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$12.6M
5
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$9.73M

Top Sells

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$47.6M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$27.9M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.5M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$941K

Sector Composition

Rank Sector Weight
1 Technology 1.76%
2 Communication Services 0.88%
3 Financials 0.45%
4 Healthcare 0.35%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
501
DELISTED
Activision Blizzard
ATVI
$16K ﹤0.01%
302
– –
AIZ icon
502
Assurant
AIZ
$13.8B
$15K ﹤0.01%
122
– –
ALE
503
DELISTED
Allete
ALE
$15K ﹤0.01%
166
– –
BCX icon
504
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$15K ﹤0.01%
+1,954
New +$15K
BRSP
505
BrightSpire Capital
BRSP
$634M
$15K ﹤0.01%
1,071
+32
+3% +$466
CHWY icon
506
Chewy
CHWY
$9.25B
$15K ﹤0.01%
+600
New +$18.9K
DTE icon
507
DTE Energy
DTE
$29.5B
$15K ﹤0.01%
134
– –
FEZ icon
508
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
$15K ﹤0.01%
409
– –
STAG icon
509
STAG Industrial
STAG
$7.38B
$15K ﹤0.01%
500
– –
STM icon
510
STMicroelectronics
STM
$46.7B
$15K ﹤0.01%
750
– –
MNDT
511
DELISTED
Mandiant, Inc. Common Stock
MNDT
$15K ﹤0.01%
1,100
– –
MFGP
512
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$15K ﹤0.01%
1,029
– –
ACB
513
Aurora Cannabis
ACB
$173M
$14K ﹤0.01%
27
+6
+29% +$4.45K
AGNC icon
514
AGNC Investment
AGNC
$12.4B
$14K ﹤0.01%
859
+22
+3% +$361
CSM icon
515
ProShares Large Cap Core Plus
CSM
$518M
$14K ﹤0.01%
400
– –
DXJ icon
516
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$14K ﹤0.01%
280
– –
FXO icon
517
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$14K ﹤0.01%
430
– –
HTGC icon
518
Hercules Capital
HTGC
$3.07B
$14K ﹤0.01%
1,051
+26
+3% +$339
ROST icon
519
Ross Stores
ROST
$80.5B
$14K ﹤0.01%
+123
New +$13K
SSD icon
520
Simpson Manufacturing
SSD
$7.72B
$14K ﹤0.01%
200
– –
VIS icon
521
Vanguard Industrials ETF
VIS
$8.1B
$14K ﹤0.01%
98
– –
WAB icon
522
Wabtec
WAB
$49.1B
$14K ﹤0.01%
199
-52
-21% -$3.7K
XT icon
523
iShares Future Exponential Technologies ETF
XT
$3.82B
$14K ﹤0.01%
+360
New +$13.9K
BAX icon
524
Baxter International
BAX
$13.5B
$13K ﹤0.01%
143
– –
ET icon
525
Energy Transfer Partners
ET
$70.1B
$13K ﹤0.01%
1,016
– –
19 20
21
22 23

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CS
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Voloridge Investment Management
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SC
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EARNEST Partners
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JG
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Pathstone Holdings
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Walleye Capital
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Allworth Financial's Q3 2019 Portfolio in Review

As of Q3 2019, Allworth Financial held 1,064 positions worth $2.62B, up 2.2% from $2.56B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Allworth Financial's Q3 2019 filing shows 97 new, 240 increased, 135 reduced and 46 closed positions. Its largest new stake was iShares Core S&P US Growth ETF: 5,732 shares worth $360K. The largest sale was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $47.6M.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, up from 1.7% a quarter earlier, followed by Communication Services and Financials.

  • Allworth Financial's largest Q3 2019 buy was iShares Core S&P US Growth ETF: 5,732 shares worth $360K.
  • Allworth Financial added most to State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q3 2019, an estimated $28.5M increase.
  • Allworth Financial's biggest Q3 2019 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $47.6M.
  • Allworth Financial fully exited Ryanair in Q3 2019, selling an estimated $83K.
  • Allworth Financial's ten largest holdings make up 73% of its $2.62B portfolio in Q3 2019.
  • Allworth Financial opened 97 new positions and closed 46 in Q3 2019.
  • Allworth Financial's portfolio value rose 2.2% quarter-over-quarter to $2.62B.

Based on Allworth Financial's 13F filing for Q3 2019, filed 9 Oct 2019.